SCHENK JOSEPH A exercised options at GAIN CAPITAL HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/21/2020ACC: 0000950103-20-013977
Director
Since Nov 2018
0.00
Net shares
Net seller
$153.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
40K acquired · 40K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+40K
Price / share
$3.83
Trade value
$153.20K
% of position
20.3%
7/17/2020
197.22K→237.22K
Total
Net shares
+40K
Net value
$153.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/17/2020 | M · Option Exercise | +40K | $3.83 | $153.20K | 20.3% | 197.22K | 237.22K |
| Total | +40K | $153.20K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
3.83
Held after
0.00
Exercisable
—
7/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock40K shares | 7/17/2020 | M · Option Exercise | −40K | 3.83 | — | 0.00 |