SCHAFFER PAUL W. purchased 0.6% of their position (5K shares) of PANBELA THERAPEUTICS, INC. on the open market
Open‑market purchases signal personal conviction — classified as a small addition.
P · 1 purchase
Filed: 6/14/2018ACC: 0001437749-18-011846
Director
Since May 2019
-16.49K
Net shares
Net seller
$0.00
Total acquired
1
Open market trades
1B · 0S
5
Total transactions
33.51K acquired · 50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
0.6%
5/16/2018
894.20K→899.20K
Common Stock
Indirect
Shares
+11.76K
Price / share
—
Trade value
—
% of position
6.2%
5/16/2018
189.09K→200.85K
Total
Net shares
+16.76K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/16/2018 | P · Purchase | +5K | — | — | 0.6% | 894.20K | 899.20K |
| Common Stock Indirect | 5/16/2018 | C · Conversion | +11.76K | — | — | 6.2% | 189.09K | 200.85K |
| Total | +16.76K | $0.00 | ||||||
Derivative Transactions3
Warrant (right to buy)
Direct
Converts to
Common Stock
5K shares
Shares
+5K
Strike price
5
Held after
5K
Exercisable
—
5/16/2018
Convertible Promissory Note
Indirect
Converts to
Common Stock
4.95K shares
Shares
−50K
Strike price
10.10
Held after
0.00
Exercisable
—
5/16/2018
Warrant (right to buy)
Indirect
Converts to
Common Stock
11.76K shares
Shares
+11.76K
Strike price
5
Held after
11.76K
Exercisable
—
5/16/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common Stock5K shares | 5/16/2018 | P · Purchase | +5K | 5 | — | 5K |
| Convertible Promissory Note Indirect | Common Stock4.95K shares | 5/16/2018 | C · Conversion | −50K | 10.10 | — | 0.00 |
| Warrant (right to buy) Indirect | Common Stock11.76K shares | 5/16/2018 | C · Conversion | +11.76K | 5 | — | 11.76K |