SCHAFFER ADRIAN P (Sr. Vice President of Sales) reported 1 transaction at UQM TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 7/15/2019ACC: 0000315449-19-000011
Officer· Sr. Vice President of Sales
Since Jul 2018
-1.48K
Net shares
Net seller
$1.0K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
1.48K disposed
Non-Derivative Transactions1
common stock
Direct
Shares
−1.48K
Price / share
$0.68
Trade value
$1K
% of position
1.5%
7/12/2019
100.13K→98.65K
Total
Net shares
−1.48K
Net value
-$1K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock Direct | 7/12/2019 | F · Tax Withholding | −1.48K | $0.68 | $1K | 1.5% | 100.13K | 98.65K |
| Total | −1.48K | -$1K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
call options
DirectUnderlying security
common stock
Underlying shares
391.25K
Shares owned
391.25K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
391.25K
Owned
391.25K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| call options Direct | common stock | — | — | 391.25K | 391.25K | |
| Total | 391.25K | 391.25K | ||||