SAUTER DENNIS CHARLES JR (General Counsel) exercised options at NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/8/2026ACC: 0001437749-26-011666
Officer· General Counsel
Since Jul 2022
-6.51K
Net shares
Net seller
$28.9K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
12.26K acquired · 18.77K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+9.77K
Price / share
—
Trade value
—
% of position
147.3%
4/3/2026
6.63K→16.40K
Common Stock
Direct
Shares
−4.95K
Price / share
$4.43
Trade value
$21.94K
% of position
30.2%
4/3/2026
16.40K→11.45K
Common Stock
Direct
Shares
+2.49K
Price / share
—
Trade value
—
% of position
21.7%
4/4/2026
11.45K→13.93K
Common Stock
Direct
Shares
−1.56K
Price / share
$4.43
Trade value
$6.92K
% of position
11.2%
4/4/2026
13.93K→12.37K
Total
Net shares
+5.74K
Net value
-$28.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2026 | M · Option Exercise | +9.77K | — | — | 147.3% | 6.63K | 16.40K |
| Common Stock Direct | 4/3/2026 | F · Tax Withholding | −4.95K | $4.43 | $21.94K | 30.2% | 16.40K | 11.45K |
| Common Stock Direct | 4/4/2026 | M · Option Exercise | +2.49K | — | — | 21.7% | 11.45K | 13.93K |
| Common Stock Direct | 4/4/2026 | F · Tax Withholding | −1.56K | $4.43 | $6.92K | 11.2% | 13.93K | 12.37K |
| Total | +5.74K | -$28.86K | ||||||
Derivative Transactions2
Restricted Share Units
Direct
Converts to
Common Shares
9.77K shares
Shares
−9.77K
Strike price
Held after
29.30K
Exercisable
—
4/3/2026
Restricted Share Units
Direct
Converts to
Common Shares
2.49K shares
Shares
−2.49K
Strike price
Held after
2.49K
Exercisable
—
4/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Common Shares9.77K shares | 4/3/2026 | M · Option Exercise | −9.77K | — | 29.30K | |
| Restricted Share Units Direct | Common Shares2.49K shares | 4/4/2026 | M · Option Exercise | −2.49K | — | 2.49K |