SAUTER DENNIS CHARLES JR (General Counsel) exercised options at NEXPOINT REAL ESTATE FINANCE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock
Shares
+4.31K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−1.47K
Price / share
$13.36
Trade value
$19.64K
% of position
Common Stock
Shares
+3.24K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−1.23K
Price / share
$13.36
Trade value
$16.42K
% of position
Net shares
+4.85K
Net value
-$36.06K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2026 | M · Option Exercise | +4.31K | — | — | 15.3% | 28.17K | 32.48K |
| Common Stock Direct | 4/3/2026 | F · Tax Withholding | −1.47K | $13.36 | $19.64K | 4.5% | 32.48K | 31.01K |
| Common Stock Direct | 4/4/2026 | M · Option Exercise | +3.24K | — | — | 10.4% | 31.01K | 34.25K |
| Common Stock Direct | 4/4/2026 | F · Tax Withholding | −1.23K | $13.36 | $16.42K | 3.6% | 34.25K | 33.02K |
| Total | +4.85K | -$36.06K | ||||||
Restricted Stock Units
Common Stock
32.31K shares
Shares
+32.31K
Strike price
Held after
32.31K
Exercisable
—
Restricted Stock Units
Common Stock
4.31K shares
Shares
−4.31K
Strike price
Held after
12.93K
Exercisable
—
Restricted Stock Units
Common Stock
3.24K shares
Shares
−3.24K
Strike price
Held after
3.24K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock32.31K shares | 4/2/2026 | A · Award | +32.31K | — | 32.31K | |
| Restricted Stock Units Direct | Common Stock4.31K shares | 4/3/2026 | M · Option Exercise | −4.31K | — | 12.93K | |
| Restricted Stock Units Direct | Common Stock3.24K shares | 4/4/2026 | M · Option Exercise | −3.24K | — | 3.24K |