SARLLS ROBERT J

PrivateCIK: 1465553
Location

ELGIN, IL

SARLLS ROBERT J (Chief Executive Officer) purchased 3.4% of their position (200.00 shares) of ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. on the open market

Open‑market purchase worth $1.1K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase
InsiderSARLLS ROBERT JCIK 1465553
DirectorOfficer· Chief Executive Officer
Since May 2022
+200.00
Net shares
Net buyer
$1.1K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
200.00 acquired
Non-Derivative Transactions1

Common Stock

Direct
P · Purchase

Shares

+200.00

Price / share

$5.70

Trade value

$1.14K

% of position

3.4%
7/26/2023
5.80K6K
Total

Net shares

+200.00

Net value

$1.14K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

Restricted Stock Units

Direct
Underlying security
Common Stock

Underlying shares

55.34K

Shares owned

55.34K

Exercise price

Expiration

Exercise window

Non-qualified stock option

Direct
Underlying security
Common Stock

Underlying shares

27.67K

Shares owned

27.67K

Exercise price

6.3800

Expiration

Exercise window

Total

Underlying

83K

Owned

83K

SARLLS ROBERT J — Insider Transaction (Form 4) Filed Jul 28, 2023 | Finecho