SARIN ARUN exercised options at SCHWAB CHARLES CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 10/17/2019ACC: 0001225208-19-013468
0.00
Net shares
Net seller
$221.5K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
12.66K acquired · 12.66K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+11.08K
Price / share
$17.38
Trade value
$192.61K
% of position
73.3%
10/16/2019
15.11K→26.19K
Common Stock
Indirect
Shares
+1.57K
Price / share
$18.38
Trade value
$28.93K
% of position
6.0%
10/16/2019
26.19K→27.77K
Total
Net shares
+12.66K
Net value
$221.54K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 10/16/2019 | M · Option Exercise | +11.08K | $17.38 | $192.61K | 73.3% | 15.11K | 26.19K |
| Common Stock Indirect | 10/16/2019 | M · Option Exercise | +1.57K | $18.38 | $28.93K | 6.0% | 26.19K | 27.77K |
| Total | +12.66K | $221.54K | ||||||
Derivative Transactions2
Nonqualified Stock Option (right to buy)
Direct
Converts to
Common Stock
11.08K shares
Shares
−11.08K
Strike price
17.3800
Held after
0.00
Exercisable
—
10/16/2019
Nonqualified Stock Option (right to buy)
Direct
Converts to
Common Stock
1.57K shares
Shares
−1.57K
Strike price
18.3800
Held after
0.00
Exercisable
—
10/16/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) Direct | Common Stock11.08K shares | 10/16/2019 | M · Option Exercise | −11.08K | 17.3800 | — | 0.00 |
| Nonqualified Stock Option (right to buy) Direct | Common Stock1.57K shares | 10/16/2019 | M · Option Exercise | −1.57K | 18.3800 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned3.77K
Total
3.77K direct3.77K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.77K | Direct |
| Total | 3.77K | 3.77K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported