Filed: 5/10/2024ACC: 0001951757-24-000459
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 201 equity positions with a total reported market value of $456.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
201
Positions
$456.08M
Total AUM (reported)
17.87M
Total Shares
Allocation by class
COM$259.89M57.0%
BLOOMBERG 3-12 M$44.97M9.9%
CL A$21.99M4.8%
COM NEW$13.57M3.0%
NASDAQ CYB ETF$12.81M2.8%
CAP STRENGTH ETF$12.41M2.7%
PRTFLO S&P500 GW$11.61M2.5%
Portfolio Concentration
Top 3$91.43M20.0%
4–10$86.80M19.0%
11–25$109.51M24.0%
Rest$168.33M36.9%
Top 3 weight
20.0%
Top 10 weight
39.1%
Voting Authority Distribution
Total shares with voting rights: 17.87M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
17.87M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole201
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings201
Rows:
SPDR SER TR
SOLEShares452.32K
TypeSH
Market value$44.97M
9.86%
Sole
0.00
Shared
0.00
None
452.32K
APPLE INC
SOLEShares152.62K
TypeSH
Market value$26.17M
5.74%
Sole
0.00
Shared
0.00
None
152.62K
MICROSOFT CORP
SOLEShares48.23K
TypeSH
Market value$20.29M
4.45%
Sole
0.00
Shared
0.00
None
48.23K
CARLYLE GROUP INC
SOLEShares290.24K
TypeSH
Market value$13.61M
2.99%
Sole
0.00
Shared
0.00
None
290.24K
FIRST TR EXCHANGE TRADED FD
SOLEShares227.16K
TypeSH
Market value$12.81M
2.81%
Sole
0.00
Shared
0.00
None
227.16K
PALANTIR TECHNOLOGIES INC
SOLEShares556.39K
TypeSH
Market value$12.80M
2.81%
Sole
0.00
Shared
0.00
None
556.39K
FIRST TR EXCHANGE-TRADED FD
SOLEShares144.92K
TypeSH
Market value$12.41M
2.72%
Sole
0.00
Shared
0.00
None
144.92K
INTERNATIONAL BUSINESS MACHS
SOLEShares61.80K
TypeSH
Market value$11.80M
2.59%
Sole
0.00
Shared
0.00
None
61.80K
BLACKSTONE INC
SOLEShares89.44K
TypeSH
Market value$11.75M
2.58%
Sole
0.00
Shared
0.00
None
89.44K
SPDR SER TR
SOLEShares158.72K
TypeSH
Market value$11.61M
2.55%
Sole
0.00
Shared
0.00
None
158.72K
IRON MTN INC DEL
SOLEShares135.93K
TypeSH
Market value$10.90M
2.39%
Sole
0.00
Shared
0.00
None
135.93K
UNIVERSAL DISPLAY CORP
SOLEShares63.59K
TypeSH
Market value$10.71M
2.35%
Sole
0.00
Shared
0.00
None
63.59K
CANTALOUPE INC
SOLEShares1.62M
TypeSH
Market value$10.39M
2.28%
Sole
0.00
Shared
0.00
None
1.62M
AMAZON COM INC
SOLEShares50.49K
TypeSH
Market value$9.11M
2.00%
Sole
0.00
Shared
0.00
None
50.49K
SPDR SER TR
SOLEShares172.83K
TypeSH
Market value$8.66M
1.90%
Sole
0.00
Shared
0.00
None
172.83K
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.67K
TypeSH
Market value$7.85M
1.72%
Sole
0.00
Shared
0.00
None
18.67K
VICTORY PORTFOLIOS II
SOLEShares157.31K
TypeSH
Market value$7.30M
1.60%
Sole
0.00
Shared
0.00
None
157.31K
SPDR SER TR
SOLEShares75.88K
TypeSH
Market value$6.97M
1.53%
Sole
0.00
Shared
0.00
None
75.88K
EXELIXIS INC
SOLEShares278.47K
TypeSH
Market value$6.61M
1.45%
Sole
0.00
Shared
0.00
None
278.47K
ASPEN AEROGELS INC
SOLEShares330.19K
TypeSH
Market value$5.81M
1.27%
Sole
0.00
Shared
0.00
None
330.19K
ENERGY RECOVERY INC
SOLEShares339.10K
TypeSH
Market value$5.35M
1.17%
Sole
0.00
Shared
0.00
None
339.10K
ARES CAPITAL CORP
SOLEShares256.94K
TypeSH
Market value$5.35M
1.17%
Sole
0.00
Shared
0.00
None
256.94K
ALPHABET INC
SOLEShares33.31K
TypeSH
Market value$5.03M
1.10%
Sole
0.00
Shared
0.00
None
33.31K
ALPHABET INC
SOLEShares31.75K
TypeSH
Market value$4.83M
1.06%
Sole
0.00
Shared
0.00
None
31.75K
JPMORGAN CHASE & CO
SOLEShares23.19K
TypeSH
Market value$4.65M
1.02%
Sole
0.00
Shared
0.00
None
23.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 452.32K | SH | $44.97M 9.86% | 0.00 | 0.00 | 452.32K |
APPLE INCSOLE | COM | 152.62K | SH | $26.17M 5.74% | 0.00 | 0.00 | 152.62K |
MICROSOFT CORPSOLE | COM | 48.23K | SH | $20.29M 4.45% | 0.00 | 0.00 | 48.23K |
CARLYLE GROUP INCSOLE | COM | 290.24K | SH | $13.61M 2.99% | 0.00 | 0.00 | 290.24K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 227.16K | SH | $12.81M 2.81% | 0.00 | 0.00 | 227.16K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 556.39K | SH | $12.80M 2.81% | 0.00 | 0.00 | 556.39K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 144.92K | SH | $12.41M 2.72% | 0.00 | 0.00 | 144.92K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 61.80K | SH | $11.80M 2.59% | 0.00 | 0.00 | 61.80K |
BLACKSTONE INCSOLE | COM | 89.44K | SH | $11.75M 2.58% | 0.00 | 0.00 | 89.44K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 158.72K | SH | $11.61M 2.55% | 0.00 | 0.00 | 158.72K |
IRON MTN INC DELSOLE | COM | 135.93K | SH | $10.90M 2.39% | 0.00 | 0.00 | 135.93K |
UNIVERSAL DISPLAY CORPSOLE | COM | 63.59K | SH | $10.71M 2.35% | 0.00 | 0.00 | 63.59K |
CANTALOUPE INCSOLE | COM | 1.62M | SH | $10.39M 2.28% | 0.00 | 0.00 | 1.62M |
AMAZON COM INCSOLE | COM | 50.49K | SH | $9.11M 2.00% | 0.00 | 0.00 | 50.49K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 172.83K | SH | $8.66M 1.90% | 0.00 | 0.00 | 172.83K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.67K | SH | $7.85M 1.72% | 0.00 | 0.00 | 18.67K |
VICTORY PORTFOLIOS IISOLE | CORE INTERMEDIAT | 157.31K | SH | $7.30M 1.60% | 0.00 | 0.00 | 157.31K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 75.88K | SH | $6.97M 1.53% | 0.00 | 0.00 | 75.88K |
EXELIXIS INCSOLE | COM | 278.47K | SH | $6.61M 1.45% | 0.00 | 0.00 | 278.47K |
ASPEN AEROGELS INCSOLE | COM | 330.19K | SH | $5.81M 1.27% | 0.00 | 0.00 | 330.19K |
ENERGY RECOVERY INCSOLE | COM | 339.10K | SH | $5.35M 1.17% | 0.00 | 0.00 | 339.10K |
ARES CAPITAL CORPSOLE | COM | 256.94K | SH | $5.35M 1.17% | 0.00 | 0.00 | 256.94K |
ALPHABET INCSOLE | CAP STK CL A | 33.31K | SH | $5.03M 1.10% | 0.00 | 0.00 | 33.31K |
ALPHABET INCSOLE | CAP STK CL C | 31.75K | SH | $4.83M 1.06% | 0.00 | 0.00 | 31.75K |
JPMORGAN CHASE & COSOLE | COM | 23.19K | SH | $4.65M 1.02% | 0.00 | 0.00 | 23.19K |
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