Filed: 2/5/2024ACC: 0001951757-24-000207
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 212 equity positions with a total reported market value of $456.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
212
Positions
$456.56M
Total AUM (reported)
17.89M
Total Shares
Allocation by class
COM$270.39M59.2%
BLOOMBERG 3-12 M$38.82M8.5%
CL A$19.32M4.2%
COM NEW$13.64M3.0%
NASDAQ CYB ETF$12.94M2.8%
CAP STRENGTH ETF$11.98M2.6%
PRTFLO S&P500 GW$10.71M2.3%
Portfolio Concentration
Top 3$87.83M19.2%
4–10$86.68M19.0%
11–25$104.83M23.0%
Rest$177.22M38.8%
Top 3 weight
19.2%
Top 10 weight
38.2%
Voting Authority Distribution
Total shares with voting rights: 17.89M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
17.89M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole212
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings212
Rows:
SPDR SER TR
SOLEShares391.67K
TypeSH
Market value$38.82M
8.50%
Sole
0.00
Shared
0.00
None
391.67K
APPLE INC
SOLEShares174.40K
TypeSH
Market value$33.58M
7.35%
Sole
0.00
Shared
0.00
None
174.40K
MICROSOFT CORP
SOLEShares41.04K
TypeSH
Market value$15.43M
3.38%
Sole
0.00
Shared
0.00
None
41.04K
FIRST TR EXCHANGE TRADED FD
SOLEShares240.30K
TypeSH
Market value$12.94M
2.83%
Sole
0.00
Shared
0.00
None
240.30K
CANTALOUPE INC
SOLEShares1.73M
TypeSH
Market value$12.83M
2.81%
Sole
0.00
Shared
0.00
None
1.73M
UNIVERSAL DISPLAY CORP
SOLEShares67.08K
TypeSH
Market value$12.83M
2.81%
Sole
0.00
Shared
0.00
None
67.08K
BLACKSTONE INC
SOLEShares97.78K
TypeSH
Market value$12.80M
2.80%
Sole
0.00
Shared
0.00
None
97.78K
CARLYLE GROUP INC
SOLEShares309.45K
TypeSH
Market value$12.59M
2.76%
Sole
0.00
Shared
0.00
None
309.45K
FIRST TR EXCHANGE-TRADED FD
SOLEShares149.70K
TypeSH
Market value$11.98M
2.62%
Sole
0.00
Shared
0.00
None
149.70K
PALANTIR TECHNOLOGIES INC
SOLEShares623.56K
TypeSH
Market value$10.71M
2.35%
Sole
0.00
Shared
0.00
None
623.56K
SPDR SER TR
SOLEShares164.55K
TypeSH
Market value$10.71M
2.34%
Sole
0.00
Shared
0.00
None
164.55K
INTERNATIONAL BUSINESS MACHS
SOLEShares63.61K
TypeSH
Market value$10.40M
2.28%
Sole
0.00
Shared
0.00
None
63.61K
IRON MTN INC DEL
SOLEShares146.36K
TypeSH
Market value$10.24M
2.24%
Sole
0.00
Shared
0.00
None
146.36K
SPDR SER TR
SOLEShares176.20K
TypeSH
Market value$8.22M
1.80%
Sole
0.00
Shared
0.00
None
176.20K
AMAZON COM INC
SOLEShares49.02K
TypeSH
Market value$7.45M
1.63%
Sole
0.00
Shared
0.00
None
49.02K
EXELIXIS INC
SOLEShares296.35K
TypeSH
Market value$7.11M
1.56%
Sole
0.00
Shared
0.00
None
296.35K
BERKSHIRE HATHAWAY INC DEL
SOLEShares19.18K
TypeSH
Market value$6.84M
1.50%
Sole
0.00
Shared
0.00
None
19.18K
SPDR SER TR
SOLEShares74.02K
TypeSH
Market value$6.76M
1.48%
Sole
0.00
Shared
0.00
None
74.02K
ENERGY RECOVERY INC
SOLEShares337.07K
TypeSH
Market value$6.35M
1.39%
Sole
0.00
Shared
0.00
None
337.07K
ARES CAPITAL CORP
SOLEShares274.98K
TypeSH
Market value$5.51M
1.21%
Sole
0.00
Shared
0.00
None
274.98K
ALPHABET INC
SOLEShares38.01K
TypeSH
Market value$5.36M
1.17%
Sole
0.00
Shared
0.00
None
38.01K
ASPEN AEROGELS INC
SOLEShares337.28K
TypeSH
Market value$5.32M
1.17%
Sole
0.00
Shared
0.00
None
337.28K
J P MORGAN EXCHANGE TRADED F
SOLEShares98.13K
TypeSH
Market value$4.93M
1.08%
Sole
0.00
Shared
0.00
None
98.13K
JANUS DETROIT STR TR
SOLEShares96.10K
TypeSH
Market value$4.83M
1.06%
Sole
0.00
Shared
0.00
None
96.10K
ALPHABET INC
SOLEShares34.32K
TypeSH
Market value$4.79M
1.05%
Sole
0.00
Shared
0.00
None
34.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 391.67K | SH | $38.82M 8.50% | 0.00 | 0.00 | 391.67K |
APPLE INCSOLE | COM | 174.40K | SH | $33.58M 7.35% | 0.00 | 0.00 | 174.40K |
MICROSOFT CORPSOLE | COM | 41.04K | SH | $15.43M 3.38% | 0.00 | 0.00 | 41.04K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 240.30K | SH | $12.94M 2.83% | 0.00 | 0.00 | 240.30K |
CANTALOUPE INCSOLE | COM | 1.73M | SH | $12.83M 2.81% | 0.00 | 0.00 | 1.73M |
UNIVERSAL DISPLAY CORPSOLE | COM | 67.08K | SH | $12.83M 2.81% | 0.00 | 0.00 | 67.08K |
BLACKSTONE INCSOLE | COM | 97.78K | SH | $12.80M 2.80% | 0.00 | 0.00 | 97.78K |
CARLYLE GROUP INCSOLE | COM | 309.45K | SH | $12.59M 2.76% | 0.00 | 0.00 | 309.45K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 149.70K | SH | $11.98M 2.62% | 0.00 | 0.00 | 149.70K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 623.56K | SH | $10.71M 2.35% | 0.00 | 0.00 | 623.56K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 164.55K | SH | $10.71M 2.34% | 0.00 | 0.00 | 164.55K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 63.61K | SH | $10.40M 2.28% | 0.00 | 0.00 | 63.61K |
IRON MTN INC DELSOLE | COM | 146.36K | SH | $10.24M 2.24% | 0.00 | 0.00 | 146.36K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 176.20K | SH | $8.22M 1.80% | 0.00 | 0.00 | 176.20K |
AMAZON COM INCSOLE | COM | 49.02K | SH | $7.45M 1.63% | 0.00 | 0.00 | 49.02K |
EXELIXIS INCSOLE | COM | 296.35K | SH | $7.11M 1.56% | 0.00 | 0.00 | 296.35K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 19.18K | SH | $6.84M 1.50% | 0.00 | 0.00 | 19.18K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 74.02K | SH | $6.76M 1.48% | 0.00 | 0.00 | 74.02K |
ENERGY RECOVERY INCSOLE | COM | 337.07K | SH | $6.35M 1.39% | 0.00 | 0.00 | 337.07K |
ARES CAPITAL CORPSOLE | COM | 274.98K | SH | $5.51M 1.21% | 0.00 | 0.00 | 274.98K |
ALPHABET INCSOLE | CAP STK CL C | 38.01K | SH | $5.36M 1.17% | 0.00 | 0.00 | 38.01K |
ASPEN AEROGELS INCSOLE | COM | 337.28K | SH | $5.32M 1.17% | 0.00 | 0.00 | 337.28K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 98.13K | SH | $4.93M 1.08% | 0.00 | 0.00 | 98.13K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 96.10K | SH | $4.83M 1.06% | 0.00 | 0.00 | 96.10K |
ALPHABET INCSOLE | CAP STK CL A | 34.32K | SH | $4.79M 1.05% | 0.00 | 0.00 | 34.32K |
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