Filed: 11/13/2023ACC: 0001951757-23-000701
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 205 equity positions with a total reported market value of $415.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
205
Positions
$415.13M
Total AUM (reported)
18.29M
Total Shares
Allocation by class
COM$243.54M58.7%
BLOOMBERG 3-12 M$32.24M7.8%
CL A$17.34M4.2%
COM NEW$12.63M3.0%
CAP STRENGTH ETF$11.29M2.7%
NASDAQ CYB ETF$11.21M2.7%
PRTFLO S&P500 GW$10.00M2.4%
Portfolio Concentration
Top 3$75.93M18.3%
4–10$76.28M18.4%
11–25$99.56M24.0%
Rest$163.36M39.4%
Top 3 weight
18.3%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 18.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
18.29M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole205
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings205
Rows:
SPDR SER TR
SOLEShares324.27K
TypeSH
Market value$32.24M
7.77%
Sole
0.00
Shared
0.00
None
324.27K
APPLE INC
SOLEShares179.12K
TypeSH
Market value$30.67M
7.39%
Sole
0.00
Shared
0.00
None
179.12K
MICROSOFT CORP
SOLEShares41.23K
TypeSH
Market value$13.02M
3.14%
Sole
0.00
Shared
0.00
None
41.23K
BLACKSTONE INC
SOLEShares106.01K
TypeSH
Market value$11.36M
2.74%
Sole
0.00
Shared
0.00
None
106.01K
FIRST TR EXCHANGE-TRADED FD
SOLEShares153.35K
TypeSH
Market value$11.29M
2.72%
Sole
0.00
Shared
0.00
None
153.35K
FIRST TR EXCHANGE TRADED FD
SOLEShares246.82K
TypeSH
Market value$11.21M
2.70%
Sole
0.00
Shared
0.00
None
246.82K
CANTALOUPE INC
SOLEShares1.76M
TypeSH
Market value$11.02M
2.65%
Sole
0.00
Shared
0.00
None
1.76M
UNIVERSAL DISPLAY CORP
SOLEShares69.44K
TypeSH
Market value$10.90M
2.63%
Sole
0.00
Shared
0.00
None
69.44K
PALANTIR TECHNOLOGIES INC
SOLEShares655.69K
TypeSH
Market value$10.49M
2.53%
Sole
0.00
Shared
0.00
None
655.69K
SPDR SER TR
SOLEShares168.77K
TypeSH
Market value$10.00M
2.41%
Sole
0.00
Shared
0.00
None
168.77K
CARLYLE GROUP INC
SOLEShares310.89K
TypeSH
Market value$9.38M
2.26%
Sole
0.00
Shared
0.00
None
310.89K
IRON MTN INC DEL
SOLEShares154.72K
TypeSH
Market value$9.20M
2.22%
Sole
0.00
Shared
0.00
None
154.72K
INTERNATIONAL BUSINESS MACHS
SOLEShares64.33K
TypeSH
Market value$9.03M
2.17%
Sole
0.00
Shared
0.00
None
64.33K
ENERGY RECOVERY INC
SOLEShares353.10K
TypeSH
Market value$7.49M
1.80%
Sole
0.00
Shared
0.00
None
353.10K
SPDR SER TR
SOLEShares176.59K
TypeSH
Market value$7.29M
1.76%
Sole
0.00
Shared
0.00
None
176.59K
SPDR SER TR
SOLEShares77.81K
TypeSH
Market value$7.14M
1.72%
Sole
0.00
Shared
0.00
None
77.81K
AVID BIOSERVICES INC
SOLEShares720.96K
TypeSH
Market value$6.81M
1.64%
Sole
0.00
Shared
0.00
None
720.96K
EXELIXIS INC
SOLEShares298K
TypeSH
Market value$6.51M
1.57%
Sole
0.00
Shared
0.00
None
298K
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.35K
TypeSH
Market value$6.43M
1.55%
Sole
0.00
Shared
0.00
None
18.35K
AMAZON COM INC
SOLEShares45.37K
TypeSH
Market value$5.77M
1.39%
Sole
0.00
Shared
0.00
None
45.37K
J P MORGAN EXCHANGE TRADED F
SOLEShares113.63K
TypeSH
Market value$5.70M
1.37%
Sole
0.00
Shared
0.00
None
113.63K
ARES CAPITAL CORP
SOLEShares263.54K
TypeSH
Market value$5.13M
1.24%
Sole
0.00
Shared
0.00
None
263.54K
ALPHABET INC
SOLEShares37.09K
TypeSH
Market value$4.89M
1.18%
Sole
0.00
Shared
0.00
None
37.09K
FORD MTR CO DEL
SOLEShares382.81K
TypeSH
Market value$4.75M
1.15%
Sole
0.00
Shared
0.00
None
382.81K
JOHNSON & JOHNSON
SOLEShares26.02K
TypeSH
Market value$4.05M
0.98%
Sole
0.00
Shared
0.00
None
26.02K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 324.27K | SH | $32.24M 7.77% | 0.00 | 0.00 | 324.27K |
APPLE INCSOLE | COM | 179.12K | SH | $30.67M 7.39% | 0.00 | 0.00 | 179.12K |
MICROSOFT CORPSOLE | COM | 41.23K | SH | $13.02M 3.14% | 0.00 | 0.00 | 41.23K |
BLACKSTONE INCSOLE | COM | 106.01K | SH | $11.36M 2.74% | 0.00 | 0.00 | 106.01K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 153.35K | SH | $11.29M 2.72% | 0.00 | 0.00 | 153.35K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 246.82K | SH | $11.21M 2.70% | 0.00 | 0.00 | 246.82K |
CANTALOUPE INCSOLE | COM | 1.76M | SH | $11.02M 2.65% | 0.00 | 0.00 | 1.76M |
UNIVERSAL DISPLAY CORPSOLE | COM | 69.44K | SH | $10.90M 2.63% | 0.00 | 0.00 | 69.44K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 655.69K | SH | $10.49M 2.53% | 0.00 | 0.00 | 655.69K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 168.77K | SH | $10.00M 2.41% | 0.00 | 0.00 | 168.77K |
CARLYLE GROUP INCSOLE | COM | 310.89K | SH | $9.38M 2.26% | 0.00 | 0.00 | 310.89K |
IRON MTN INC DELSOLE | COM | 154.72K | SH | $9.20M 2.22% | 0.00 | 0.00 | 154.72K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 64.33K | SH | $9.03M 2.17% | 0.00 | 0.00 | 64.33K |
ENERGY RECOVERY INCSOLE | COM | 353.10K | SH | $7.49M 1.80% | 0.00 | 0.00 | 353.10K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 176.59K | SH | $7.29M 1.76% | 0.00 | 0.00 | 176.59K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 77.81K | SH | $7.14M 1.72% | 0.00 | 0.00 | 77.81K |
AVID BIOSERVICES INCSOLE | COM | 720.96K | SH | $6.81M 1.64% | 0.00 | 0.00 | 720.96K |
EXELIXIS INCSOLE | COM | 298K | SH | $6.51M 1.57% | 0.00 | 0.00 | 298K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.35K | SH | $6.43M 1.55% | 0.00 | 0.00 | 18.35K |
AMAZON COM INCSOLE | COM | 45.37K | SH | $5.77M 1.39% | 0.00 | 0.00 | 45.37K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 113.63K | SH | $5.70M 1.37% | 0.00 | 0.00 | 113.63K |
ARES CAPITAL CORPSOLE | COM | 263.54K | SH | $5.13M 1.24% | 0.00 | 0.00 | 263.54K |
ALPHABET INCSOLE | CAP STK CL C | 37.09K | SH | $4.89M 1.18% | 0.00 | 0.00 | 37.09K |
FORD MTR CO DELSOLE | COM | 382.81K | SH | $4.75M 1.15% | 0.00 | 0.00 | 382.81K |
JOHNSON & JOHNSONSOLE | COM | 26.02K | SH | $4.05M 0.98% | 0.00 | 0.00 | 26.02K |
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