Filed: 7/31/2023ACC: 0001951757-23-000443
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 201 equity positions with a total reported market value of $411.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
201
Positions
$411.72M
Total AUM (reported)
19.53M
Total Shares
Allocation by class
COM$252.77M61.4%
BLOOMBERG 3-12 M$21.31M5.2%
CL A$14.39M3.5%
COM NEW$14.01M3.4%
CAP STRENGTH ETF$11.82M2.9%
NASDAQ CYB ETF$11.71M2.8%
PRTFLO S&P500 GW$10.19M2.5%
Portfolio Concentration
Top 3$70.15M17.0%
4–10$77.92M18.9%
11–25$102.30M24.8%
Rest$161.34M39.2%
Top 3 weight
17.0%
Top 10 weight
36.0%
Voting Authority Distribution
Total shares with voting rights: 19.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole201
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings201
Rows:
APPLE INC
SOLEShares177.20K
TypeSH
Market value$34.37M
8.35%
Sole
0.00
Shared
0.00
None
177.20K
SPDR SER TR
SOLEShares214.30K
TypeSH
Market value$21.31M
5.18%
Sole
0.00
Shared
0.00
None
214.30K
CANTALOUPE INC
SOLEShares1.82M
TypeSH
Market value$14.47M
3.51%
Sole
0.00
Shared
0.00
None
1.82M
MICROSOFT CORP
SOLEShares36.91K
TypeSH
Market value$12.57M
3.05%
Sole
0.00
Shared
0.00
None
36.91K
FIRST TR EXCHANGE-TRADED FD
SOLEShares157.40K
TypeSH
Market value$11.82M
2.87%
Sole
0.00
Shared
0.00
None
157.40K
FIRST TR EXCHANGE TRADED FD
SOLEShares257.92K
TypeSH
Market value$11.71M
2.84%
Sole
0.00
Shared
0.00
None
257.92K
BLACKSTONE INC
SOLEShares114.71K
TypeSH
Market value$10.66M
2.59%
Sole
0.00
Shared
0.00
None
114.71K
UNIVERSAL DISPLAY CORP
SOLEShares73.42K
TypeSH
Market value$10.58M
2.57%
Sole
0.00
Shared
0.00
None
73.42K
CARLYLE GROUP INC
SOLEShares323.46K
TypeSH
Market value$10.33M
2.51%
Sole
0.00
Shared
0.00
None
323.46K
AVID BIOSERVICES INC
SOLEShares732.86K
TypeSH
Market value$10.24M
2.49%
Sole
0.00
Shared
0.00
None
732.86K
SPDR SER TR
SOLEShares167.08K
TypeSH
Market value$10.19M
2.48%
Sole
0.00
Shared
0.00
None
167.08K
PALANTIR TECHNOLOGIES INC
SOLEShares661.02K
TypeSH
Market value$10.13M
2.46%
Sole
0.00
Shared
0.00
None
661.02K
ENERGY RECOVERY INC
SOLEShares344.17K
TypeSH
Market value$9.62M
2.34%
Sole
0.00
Shared
0.00
None
344.17K
IRON MTN INC DEL
SOLEShares164.09K
TypeSH
Market value$9.32M
2.26%
Sole
0.00
Shared
0.00
None
164.09K
INTERNATIONAL BUSINESS MACHS
SOLEShares62.55K
TypeSH
Market value$8.37M
2.03%
Sole
0.00
Shared
0.00
None
62.55K
SPDR SER TR
SOLEShares172.05K
TypeSH
Market value$7.43M
1.81%
Sole
0.00
Shared
0.00
None
172.05K
SPDR SER TR
SOLEShares64.69K
TypeSH
Market value$5.94M
1.44%
Sole
0.00
Shared
0.00
None
64.69K
EXELIXIS INC
SOLEShares304.06K
TypeSH
Market value$5.81M
1.41%
Sole
0.00
Shared
0.00
None
304.06K
BERKSHIRE HATHAWAY INC DEL
SOLEShares16.70K
TypeSH
Market value$5.70M
1.38%
Sole
0.00
Shared
0.00
None
16.70K
FORD MTR CO DEL
SOLEShares366.26K
TypeSH
Market value$5.54M
1.35%
Sole
0.00
Shared
0.00
None
366.26K
J P MORGAN EXCHANGE TRADED F
SOLEShares106.52K
TypeSH
Market value$5.34M
1.30%
Sole
0.00
Shared
0.00
None
106.52K
AMAZON COM INC
SOLEShares36.85K
TypeSH
Market value$4.80M
1.17%
Sole
0.00
Shared
0.00
None
36.85K
ALPHABET INC
SOLEShares39.31K
TypeSH
Market value$4.76M
1.16%
Sole
0.00
Shared
0.00
None
39.31K
ARES CAPITAL CORP
SOLEShares250.91K
TypeSH
Market value$4.71M
1.15%
Sole
0.00
Shared
0.00
None
250.91K
CYTOSORBENTS CORP
SOLEShares1.29M
TypeSH
Market value$4.63M
1.12%
Sole
0.00
Shared
0.00
None
1.29M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 177.20K | SH | $34.37M 8.35% | 0.00 | 0.00 | 177.20K |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 214.30K | SH | $21.31M 5.18% | 0.00 | 0.00 | 214.30K |
CANTALOUPE INCSOLE | COM | 1.82M | SH | $14.47M 3.51% | 0.00 | 0.00 | 1.82M |
MICROSOFT CORPSOLE | COM | 36.91K | SH | $12.57M 3.05% | 0.00 | 0.00 | 36.91K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 157.40K | SH | $11.82M 2.87% | 0.00 | 0.00 | 157.40K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 257.92K | SH | $11.71M 2.84% | 0.00 | 0.00 | 257.92K |
BLACKSTONE INCSOLE | COM | 114.71K | SH | $10.66M 2.59% | 0.00 | 0.00 | 114.71K |
UNIVERSAL DISPLAY CORPSOLE | COM | 73.42K | SH | $10.58M 2.57% | 0.00 | 0.00 | 73.42K |
CARLYLE GROUP INCSOLE | COM | 323.46K | SH | $10.33M 2.51% | 0.00 | 0.00 | 323.46K |
AVID BIOSERVICES INCSOLE | COM | 732.86K | SH | $10.24M 2.49% | 0.00 | 0.00 | 732.86K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 167.08K | SH | $10.19M 2.48% | 0.00 | 0.00 | 167.08K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 661.02K | SH | $10.13M 2.46% | 0.00 | 0.00 | 661.02K |
ENERGY RECOVERY INCSOLE | COM | 344.17K | SH | $9.62M 2.34% | 0.00 | 0.00 | 344.17K |
IRON MTN INC DELSOLE | COM | 164.09K | SH | $9.32M 2.26% | 0.00 | 0.00 | 164.09K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 62.55K | SH | $8.37M 2.03% | 0.00 | 0.00 | 62.55K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 172.05K | SH | $7.43M 1.81% | 0.00 | 0.00 | 172.05K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 64.69K | SH | $5.94M 1.44% | 0.00 | 0.00 | 64.69K |
EXELIXIS INCSOLE | COM | 304.06K | SH | $5.81M 1.41% | 0.00 | 0.00 | 304.06K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 16.70K | SH | $5.70M 1.38% | 0.00 | 0.00 | 16.70K |
FORD MTR CO DELSOLE | COM | 366.26K | SH | $5.54M 1.35% | 0.00 | 0.00 | 366.26K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 106.52K | SH | $5.34M 1.30% | 0.00 | 0.00 | 106.52K |
AMAZON COM INCSOLE | COM | 36.85K | SH | $4.80M 1.17% | 0.00 | 0.00 | 36.85K |
ALPHABET INCSOLE | CAP STK CL C | 39.31K | SH | $4.76M 1.16% | 0.00 | 0.00 | 39.31K |
ARES CAPITAL CORPSOLE | COM | 250.91K | SH | $4.71M 1.15% | 0.00 | 0.00 | 250.91K |
CYTOSORBENTS CORPSOLE | COM NEW | 1.29M | SH | $4.63M 1.12% | 0.00 | 0.00 | 1.29M |
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