Filed: 5/2/2023ACC: 0001951757-23-000236
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 198 equity positions with a total reported market value of $379.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
198
Positions
$379.24M
Total AUM (reported)
19.37M
Total Shares
Allocation by class
COM$235.64M62.1%
BLOOMBERG 3-12 M$16.18M4.3%
COM NEW$12.76M3.4%
CAP STRENGTH ETF$11.35M3.0%
NASDAQ CYB ETF$11.25M3.0%
CL A$9.12M2.4%
PRTFLO S&P500 GW$8.97M2.4%
Portfolio Concentration
Top 3$61.09M16.1%
4–10$75.42M19.9%
11–25$89.78M23.7%
Rest$152.94M40.3%
Top 3 weight
16.1%
Top 10 weight
36.0%
Voting Authority Distribution
Total shares with voting rights: 19.37M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.37M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole198
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings198
Rows:
APPLE INC
SOLEShares186.12K
TypeSH
Market value$30.93M
8.15%
Sole
0.00
Shared
0.00
None
186.12K
SPDR SER TR
SOLEShares163.08K
TypeSH
Market value$16.18M
4.27%
Sole
0.00
Shared
0.00
None
163.08K
AVID BIOSERVICES INC
SOLEShares745.80K
TypeSH
Market value$13.98M
3.69%
Sole
0.00
Shared
0.00
None
745.80K
UNIVERSAL DISPLAY CORP
SOLEShares75.23K
TypeSH
Market value$11.50M
3.03%
Sole
0.00
Shared
0.00
None
75.23K
FIRST TR EXCHANGE-TRADED FD
SOLEShares154.62K
TypeSH
Market value$11.35M
2.99%
Sole
0.00
Shared
0.00
None
154.62K
FIRST TR EXCHANGE TRADED FD
SOLEShares264.70K
TypeSH
Market value$11.25M
2.97%
Sole
0.00
Shared
0.00
None
264.70K
MICROSOFT CORP
SOLEShares37.82K
TypeSH
Market value$10.86M
2.86%
Sole
0.00
Shared
0.00
None
37.82K
BLACKSTONE INC
SOLEShares121.79K
TypeSH
Market value$10.35M
2.73%
Sole
0.00
Shared
0.00
None
121.79K
CANTALOUPE INC
SOLEShares1.81M
TypeSH
Market value$10.14M
2.67%
Sole
0.00
Shared
0.00
None
1.81M
CARLYLE GROUP INC
SOLEShares327.44K
TypeSH
Market value$9.97M
2.63%
Sole
0.00
Shared
0.00
None
327.44K
IRON MTN INC DEL
SOLEShares184.65K
TypeSH
Market value$9.79M
2.58%
Sole
0.00
Shared
0.00
None
184.65K
SPDR SER TR
SOLEShares160.91K
TypeSH
Market value$8.97M
2.36%
Sole
0.00
Shared
0.00
None
160.91K
INTERNATIONAL BUSINESS MACHS
SOLEShares64.62K
TypeSH
Market value$8.53M
2.25%
Sole
0.00
Shared
0.00
None
64.62K
ENERGY RECOVERY INC
SOLEShares306.91K
TypeSH
Market value$7.27M
1.92%
Sole
0.00
Shared
0.00
None
306.91K
SPDR SER TR
SOLEShares163.11K
TypeSH
Market value$6.65M
1.75%
Sole
0.00
Shared
0.00
None
163.11K
EXELIXIS INC
SOLEShares313.45K
TypeSH
Market value$6.11M
1.61%
Sole
0.00
Shared
0.00
None
313.45K
PALANTIR TECHNOLOGIES INC
SOLEShares648.49K
TypeSH
Market value$5.43M
1.43%
Sole
0.00
Shared
0.00
None
648.49K
SPDR SER TR
SOLEShares57.48K
TypeSH
Market value$5.26M
1.39%
Sole
0.00
Shared
0.00
None
57.48K
J P MORGAN EXCHANGE TRADED F
SOLEShares101.17K
TypeSH
Market value$5.08M
1.34%
Sole
0.00
Shared
0.00
None
101.17K
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.94K
TypeSH
Market value$4.95M
1.30%
Sole
0.00
Shared
0.00
None
15.94K
ARES CAPITAL CORP
SOLEShares269.13K
TypeSH
Market value$4.93M
1.30%
Sole
0.00
Shared
0.00
None
269.13K
FORD MTR CO DEL
SOLEShares352.85K
TypeSH
Market value$4.47M
1.18%
Sole
0.00
Shared
0.00
None
352.85K
CYTOSORBENTS CORP
SOLEShares1.22M
TypeSH
Market value$4.22M
1.11%
Sole
0.00
Shared
0.00
None
1.22M
ALPHABET INC
SOLEShares39.34K
TypeSH
Market value$4.13M
1.09%
Sole
0.00
Shared
0.00
None
39.34K
JANUS DETROIT STR TR
SOLEShares81.31K
TypeSH
Market value$4.01M
1.06%
Sole
0.00
Shared
0.00
None
81.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 186.12K | SH | $30.93M 8.15% | 0.00 | 0.00 | 186.12K |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 163.08K | SH | $16.18M 4.27% | 0.00 | 0.00 | 163.08K |
AVID BIOSERVICES INCSOLE | COM | 745.80K | SH | $13.98M 3.69% | 0.00 | 0.00 | 745.80K |
UNIVERSAL DISPLAY CORPSOLE | COM | 75.23K | SH | $11.50M 3.03% | 0.00 | 0.00 | 75.23K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 154.62K | SH | $11.35M 2.99% | 0.00 | 0.00 | 154.62K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 264.70K | SH | $11.25M 2.97% | 0.00 | 0.00 | 264.70K |
MICROSOFT CORPSOLE | COM | 37.82K | SH | $10.86M 2.86% | 0.00 | 0.00 | 37.82K |
BLACKSTONE INCSOLE | COM | 121.79K | SH | $10.35M 2.73% | 0.00 | 0.00 | 121.79K |
CANTALOUPE INCSOLE | COM | 1.81M | SH | $10.14M 2.67% | 0.00 | 0.00 | 1.81M |
CARLYLE GROUP INCSOLE | COM | 327.44K | SH | $9.97M 2.63% | 0.00 | 0.00 | 327.44K |
IRON MTN INC DELSOLE | COM | 184.65K | SH | $9.79M 2.58% | 0.00 | 0.00 | 184.65K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 160.91K | SH | $8.97M 2.36% | 0.00 | 0.00 | 160.91K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 64.62K | SH | $8.53M 2.25% | 0.00 | 0.00 | 64.62K |
ENERGY RECOVERY INCSOLE | COM | 306.91K | SH | $7.27M 1.92% | 0.00 | 0.00 | 306.91K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 163.11K | SH | $6.65M 1.75% | 0.00 | 0.00 | 163.11K |
EXELIXIS INCSOLE | COM | 313.45K | SH | $6.11M 1.61% | 0.00 | 0.00 | 313.45K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 648.49K | SH | $5.43M 1.43% | 0.00 | 0.00 | 648.49K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 57.48K | SH | $5.26M 1.39% | 0.00 | 0.00 | 57.48K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 101.17K | SH | $5.08M 1.34% | 0.00 | 0.00 | 101.17K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.94K | SH | $4.95M 1.30% | 0.00 | 0.00 | 15.94K |
ARES CAPITAL CORPSOLE | COM | 269.13K | SH | $4.93M 1.30% | 0.00 | 0.00 | 269.13K |
FORD MTR CO DELSOLE | COM | 352.85K | SH | $4.47M 1.18% | 0.00 | 0.00 | 352.85K |
CYTOSORBENTS CORPSOLE | COM NEW | 1.22M | SH | $4.22M 1.11% | 0.00 | 0.00 | 1.22M |
ALPHABET INCSOLE | CAP STK CL C | 39.34K | SH | $4.13M 1.09% | 0.00 | 0.00 | 39.34K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 81.31K | SH | $4.01M 1.06% | 0.00 | 0.00 | 81.31K |
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