Filed: 1/31/2023ACC: 0001951757-23-000087
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 192 equity positions with a total reported market value of $322.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
192
Positions
$322.01M
Total AUM (reported)
18.13M
Total Shares
Allocation by class
COM$206.93M64.3%
CAP STRENGTH ETF$11.67M3.6%
COM NEW$10.71M3.3%
NASDAQ CYB ETF$10.35M3.2%
CL A$9.06M2.8%
PRTFLO S&P500 GW$8.34M2.6%
PRTFLO S&P500 VL$6.60M2.0%
Portfolio Concentration
Top 3$46.69M14.5%
4–10$65.20M20.2%
11–25$72.87M22.6%
Rest$137.25M42.6%
Top 3 weight
14.5%
Top 10 weight
34.7%
Voting Authority Distribution
Total shares with voting rights: 18.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
18.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole192
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings192
Rows:
APPLE INC
SOLEShares188.48K
TypeSH
Market value$24.49M
7.61%
Sole
0.00
Shared
0.00
None
188.48K
FIRST TR EXCHANGE-TRADED FD
SOLEShares155.64K
TypeSH
Market value$11.67M
3.62%
Sole
0.00
Shared
0.00
None
155.64K
AVID BIOSERVICES INC
SOLEShares765.10K
TypeSH
Market value$10.54M
3.27%
Sole
0.00
Shared
0.00
None
765.10K
FIRST TR EXCHANGE TRADED FD
SOLEShares267.50K
TypeSH
Market value$10.35M
3.22%
Sole
0.00
Shared
0.00
None
267.50K
CARLYLE GROUP INC
SOLEShares328.68K
TypeSH
Market value$9.81M
3.05%
Sole
0.00
Shared
0.00
None
328.68K
IRON MTN INC DEL
SOLEShares190K
TypeSH
Market value$9.47M
2.94%
Sole
0.00
Shared
0.00
None
190K
MICROSOFT CORP
SOLEShares38.33K
TypeSH
Market value$9.19M
2.85%
Sole
0.00
Shared
0.00
None
38.33K
BLACKSTONE INC
SOLEShares121.79K
TypeSH
Market value$9.04M
2.81%
Sole
0.00
Shared
0.00
None
121.79K
INTERNATIONAL BUSINESS MACHS
SOLEShares63.85K
TypeSH
Market value$9.00M
2.79%
Sole
0.00
Shared
0.00
None
63.85K
SPDR SER TR
SOLEShares164.52K
TypeSH
Market value$8.34M
2.59%
Sole
0.00
Shared
0.00
None
164.52K
UNIVERSAL DISPLAY CORP
SOLEShares76.08K
TypeSH
Market value$8.22M
2.55%
Sole
0.00
Shared
0.00
None
76.08K
CANTALOUPE INC
SOLEShares1.74M
TypeSH
Market value$7.58M
2.35%
Sole
0.00
Shared
0.00
None
1.74M
SPDR SER TR
SOLEShares169.65K
TypeSH
Market value$6.60M
2.05%
Sole
0.00
Shared
0.00
None
169.65K
ARES CAPITAL CORP
SOLEShares278.42K
TypeSH
Market value$5.14M
1.60%
Sole
0.00
Shared
0.00
None
278.42K
J P MORGAN EXCHANGE TRADED F
SOLEShares101.34K
TypeSH
Market value$5.08M
1.58%
Sole
0.00
Shared
0.00
None
101.34K
EXELIXIS INC
SOLEShares290.46K
TypeSH
Market value$4.66M
1.45%
Sole
0.00
Shared
0.00
None
290.46K
JOHNSON & JOHNSON
SOLEShares25.69K
TypeSH
Market value$4.54M
1.41%
Sole
0.00
Shared
0.00
None
25.69K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares182.84K
TypeSH
Market value$4.48M
1.39%
Sole
0.00
Shared
0.00
None
182.84K
BERKSHIRE HATHAWAY INC DEL
SOLEShares14.14K
TypeSH
Market value$4.37M
1.36%
Sole
0.00
Shared
0.00
None
14.14K
FORD MTR CO DEL
SOLEShares338.05K
TypeSH
Market value$3.93M
1.22%
Sole
0.00
Shared
0.00
None
338.05K
VANGUARD INDEX FDS
SOLEShares28.35K
TypeSH
Market value$3.83M
1.19%
Sole
0.00
Shared
0.00
None
28.35K
PALANTIR TECHNOLOGIES INC
SOLEShares588.21K
TypeSH
Market value$3.78M
1.17%
Sole
0.00
Shared
0.00
None
588.21K
JANUS DETROIT STR TR
SOLEShares74.48K
TypeSH
Market value$3.67M
1.14%
Sole
0.00
Shared
0.00
None
74.48K
ALPHABET INC
SOLEShares41.25K
TypeSH
Market value$3.66M
1.14%
Sole
0.00
Shared
0.00
None
41.25K
MITEK SYS INC
SOLEShares344.19K
TypeSH
Market value$3.34M
1.04%
Sole
0.00
Shared
0.00
None
344.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 188.48K | SH | $24.49M 7.61% | 0.00 | 0.00 | 188.48K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 155.64K | SH | $11.67M 3.62% | 0.00 | 0.00 | 155.64K |
AVID BIOSERVICES INCSOLE | COM | 765.10K | SH | $10.54M 3.27% | 0.00 | 0.00 | 765.10K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 267.50K | SH | $10.35M 3.22% | 0.00 | 0.00 | 267.50K |
CARLYLE GROUP INCSOLE | COM | 328.68K | SH | $9.81M 3.05% | 0.00 | 0.00 | 328.68K |
IRON MTN INC DELSOLE | COM | 190K | SH | $9.47M 2.94% | 0.00 | 0.00 | 190K |
MICROSOFT CORPSOLE | COM | 38.33K | SH | $9.19M 2.85% | 0.00 | 0.00 | 38.33K |
BLACKSTONE INCSOLE | COM | 121.79K | SH | $9.04M 2.81% | 0.00 | 0.00 | 121.79K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 63.85K | SH | $9.00M 2.79% | 0.00 | 0.00 | 63.85K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 164.52K | SH | $8.34M 2.59% | 0.00 | 0.00 | 164.52K |
UNIVERSAL DISPLAY CORPSOLE | COM | 76.08K | SH | $8.22M 2.55% | 0.00 | 0.00 | 76.08K |
CANTALOUPE INCSOLE | COM | 1.74M | SH | $7.58M 2.35% | 0.00 | 0.00 | 1.74M |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 169.65K | SH | $6.60M 2.05% | 0.00 | 0.00 | 169.65K |
ARES CAPITAL CORPSOLE | COM | 278.42K | SH | $5.14M 1.60% | 0.00 | 0.00 | 278.42K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 101.34K | SH | $5.08M 1.58% | 0.00 | 0.00 | 101.34K |
EXELIXIS INCSOLE | COM | 290.46K | SH | $4.66M 1.45% | 0.00 | 0.00 | 290.46K |
JOHNSON & JOHNSONSOLE | COM | 25.69K | SH | $4.54M 1.41% | 0.00 | 0.00 | 25.69K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 182.84K | SH | $4.48M 1.39% | 0.00 | 0.00 | 182.84K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 14.14K | SH | $4.37M 1.36% | 0.00 | 0.00 | 14.14K |
FORD MTR CO DELSOLE | COM | 338.05K | SH | $3.93M 1.22% | 0.00 | 0.00 | 338.05K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 28.35K | SH | $3.83M 1.19% | 0.00 | 0.00 | 28.35K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 588.21K | SH | $3.78M 1.17% | 0.00 | 0.00 | 588.21K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 74.48K | SH | $3.67M 1.14% | 0.00 | 0.00 | 74.48K |
ALPHABET INCSOLE | CAP STK CL C | 41.25K | SH | $3.66M 1.14% | 0.00 | 0.00 | 41.25K |
MITEK SYS INCSOLE | COM NEW | 344.19K | SH | $3.34M 1.04% | 0.00 | 0.00 | 344.19K |
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