Filed: 10/27/2022ACC: 0001766157-22-000005
📋 What this filing means
SARGENT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 186 equity positions with a total reported market value of $321.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
186
Positions
$321.2K
Total AUM (reported)
19.90M
Total Shares
Allocation by class
COM$208.9K65.0%
COM NEW$11.3K3.5%
NASDAQ CYB ETF$11.1K3.5%
CAP STRENGTH ETF$10.0K3.1%
CL A$9.9K3.1%
PRTFLO S&P500 GW$7.9K2.5%
PRTFLO S&P500 VL$5.9K1.8%
Portfolio Concentration
Top 3$53.0K16.5%
4–10$62.9K19.6%
11–25$73.8K23.0%
Rest$131.6K41.0%
Top 3 weight
16.5%
Top 10 weight
36.1%
Voting Authority Distribution
Total shares with voting rights: 19.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole186
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings186
Rows:
APPLE INC
SOLEShares190.47K
TypeSH
Market value$27.7K
8.62%
Sole
0.00
Shared
0.00
None
190.47K
AVID BIOSERVICES INC
SOLEShares742.25K
TypeSH
Market value$13.8K
4.31%
Sole
0.00
Shared
0.00
None
742.25K
BLACKSTONE INC
SOLEShares125.06K
TypeSH
Market value$11.5K
3.57%
Sole
0.00
Shared
0.00
None
125.06K
FIRST TR EXCHANGE TRADED FD
SOLEShares273.55K
TypeSH
Market value$11.1K
3.47%
Sole
0.00
Shared
0.00
None
273.55K
FIRST TR EXCHANGE-TRADED FD
SOLEShares145.74K
TypeSH
Market value$10.0K
3.12%
Sole
0.00
Shared
0.00
None
145.74K
MICROSOFT CORP
SOLEShares38.09K
TypeSH
Market value$9.4K
2.93%
Sole
0.00
Shared
0.00
None
38.09K
CARLYLE GROUP INC
SOLEShares317.98K
TypeSH
Market value$8.8K
2.74%
Sole
0.00
Shared
0.00
None
317.98K
IRON MTN INC DEL
SOLEShares181.67K
TypeSH
Market value$8.4K
2.60%
Sole
0.00
Shared
0.00
None
181.67K
SPDR SER TR
SOLEShares151.04K
TypeSH
Market value$7.9K
2.47%
Sole
0.00
Shared
0.00
None
151.04K
UNIVERSAL DISPLAY CORP
SOLEShares70.33K
TypeSH
Market value$7.3K
2.26%
Sole
0.00
Shared
0.00
None
70.33K
INTERNATIONAL BUSINESS MACHS
SOLEShares57.75K
TypeSH
Market value$7.1K
2.20%
Sole
0.00
Shared
0.00
None
57.75K
CANTALOUPE INC
SOLEShares1.80M
TypeSH
Market value$6.1K
1.90%
Sole
0.00
Shared
0.00
None
1.80M
SPDR SER TR
SOLEShares163.01K
TypeSH
Market value$5.9K
1.82%
Sole
0.00
Shared
0.00
None
163.01K
FORD MTR CO DEL
SOLEShares561.17K
TypeSH
Market value$5.7K
1.78%
Sole
0.00
Shared
0.00
None
561.17K
J P MORGAN EXCHANGE TRADED F
SOLEShares102.81K
TypeSH
Market value$5.1K
1.60%
Sole
0.00
Shared
0.00
None
102.81K
PALANTIR TECHNOLOGIES INC
SOLEShares591.94K
TypeSH
Market value$5.0K
1.56%
Sole
0.00
Shared
0.00
None
591.94K
ARES CAPITAL CORP
SOLEShares281.42K
TypeSH
Market value$5.0K
1.56%
Sole
0.00
Shared
0.00
None
281.42K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares187.24K
TypeSH
Market value$5.0K
1.55%
Sole
0.00
Shared
0.00
None
187.24K
ALPHABET INC
SOLEShares46.25K
TypeSH
Market value$4.7K
1.47%
Sole
0.00
Shared
0.00
None
46.25K
EXELIXIS INC
SOLEShares282.86K
TypeSH
Market value$4.4K
1.37%
Sole
0.00
Shared
0.00
None
282.86K
AMAZON COM INC
SOLEShares36.13K
TypeSH
Market value$4.3K
1.35%
Sole
0.00
Shared
0.00
None
36.13K
JOHNSON & JOHNSON
SOLEShares25.61K
TypeSH
Market value$4.1K
1.29%
Sole
0.00
Shared
0.00
None
25.61K
VANGUARD INDEX FDS
SOLEShares30.60K
TypeSH
Market value$3.9K
1.21%
Sole
0.00
Shared
0.00
None
30.60K
MITEK SYS INC
SOLEShares348.39K
TypeSH
Market value$3.8K
1.18%
Sole
0.00
Shared
0.00
None
348.39K
JANUS DETROIT STR TR
SOLEShares72.67K
TypeSH
Market value$3.6K
1.11%
Sole
0.00
Shared
0.00
None
72.67K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 190.47K | SH | $27.7K 8.62% | 0.00 | 0.00 | 190.47K |
AVID BIOSERVICES INCSOLE | COM | 742.25K | SH | $13.8K 4.31% | 0.00 | 0.00 | 742.25K |
BLACKSTONE INCSOLE | COM | 125.06K | SH | $11.5K 3.57% | 0.00 | 0.00 | 125.06K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 273.55K | SH | $11.1K 3.47% | 0.00 | 0.00 | 273.55K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 145.74K | SH | $10.0K 3.12% | 0.00 | 0.00 | 145.74K |
MICROSOFT CORPSOLE | COM | 38.09K | SH | $9.4K 2.93% | 0.00 | 0.00 | 38.09K |
CARLYLE GROUP INCSOLE | COM | 317.98K | SH | $8.8K 2.74% | 0.00 | 0.00 | 317.98K |
IRON MTN INC DELSOLE | COM | 181.67K | SH | $8.4K 2.60% | 0.00 | 0.00 | 181.67K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 151.04K | SH | $7.9K 2.47% | 0.00 | 0.00 | 151.04K |
UNIVERSAL DISPLAY CORPSOLE | COM | 70.33K | SH | $7.3K 2.26% | 0.00 | 0.00 | 70.33K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 57.75K | SH | $7.1K 2.20% | 0.00 | 0.00 | 57.75K |
CANTALOUPE INCSOLE | COM | 1.80M | SH | $6.1K 1.90% | 0.00 | 0.00 | 1.80M |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 163.01K | SH | $5.9K 1.82% | 0.00 | 0.00 | 163.01K |
FORD MTR CO DELSOLE | COM | 561.17K | SH | $5.7K 1.78% | 0.00 | 0.00 | 561.17K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 102.81K | SH | $5.1K 1.60% | 0.00 | 0.00 | 102.81K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 591.94K | SH | $5.0K 1.56% | 0.00 | 0.00 | 591.94K |
ARES CAPITAL CORPSOLE | COM | 281.42K | SH | $5.0K 1.56% | 0.00 | 0.00 | 281.42K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 187.24K | SH | $5.0K 1.55% | 0.00 | 0.00 | 187.24K |
ALPHABET INCSOLE | CAP STK CL C | 46.25K | SH | $4.7K 1.47% | 0.00 | 0.00 | 46.25K |
EXELIXIS INCSOLE | COM | 282.86K | SH | $4.4K 1.37% | 0.00 | 0.00 | 282.86K |
AMAZON COM INCSOLE | COM | 36.13K | SH | $4.3K 1.35% | 0.00 | 0.00 | 36.13K |
JOHNSON & JOHNSONSOLE | COM | 25.61K | SH | $4.1K 1.29% | 0.00 | 0.00 | 25.61K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 30.60K | SH | $3.9K 1.21% | 0.00 | 0.00 | 30.60K |
MITEK SYS INCSOLE | COM NEW | 348.39K | SH | $3.8K 1.18% | 0.00 | 0.00 | 348.39K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 72.67K | SH | $3.6K 1.11% | 0.00 | 0.00 | 72.67K |
Page 1 of 8
…