SARENA FRANCIS WILLARD (Chief Operating Officer) reported 2 transactions at APEXIGEN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/25/2023ACC: 0001209191-23-047439
Officer· Chief Operating Officer
Since Jul 2022
-425.27K
Net shares
Net seller
$12.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
425.27K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−31.12K
Price / share
$0.39
Trade value
$11.99K
% of position
20.0%
8/23/2023
155.42K→124.30K
Common Stock
Direct
Shares
−124.30K
Price / share
—
Trade value
—
% of position
New position
8/23/2023
124.30K→0.00
Total
Net shares
−155.42K
Net value
-$11.99K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2023 | F · Tax Withholding | −31.12K | $0.39 | $11.99K | 20.0% | 155.42K | 124.30K |
| Common Stock Direct | 8/23/2023 | D · Disposition | −124.30K | — | — | New position | 124.30K | 0.00 |
| Total | −155.42K | -$11.99K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
269.85K shares
Shares
−269.85K
Strike price
4.79
Held after
0.00
Exercisable
—
8/23/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock269.85K shares | 8/23/2023 | D · Disposition | −269.85K | 4.79 | — | 0.00 |