Filed: 5/8/2026ACC: 0001477872-26-000003
📋 What this filing means
SARATOGA RESEARCH & INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $1.76B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$1.76B
Total AUM (reported)
14.46M
Total Shares
Allocation by class
COM$1.74B98.8%
ETF$20.40M1.2%
ETP$203.4K0.0%
Portfolio Concentration
Top 3$442.48M25.1%
4–10$678.18M38.5%
11–25$609.65M34.6%
Rest$31.94M1.8%
Top 3 weight
25.1%
Top 10 weight
63.6%
Voting Authority Distribution
Total shares with voting rights: 14.46M
Sole
Full voting authority
13.74M
shares
% of voting shares95.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
715.33K
shares
% of voting shares4.9%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 95.1% of voting shares
Institutional Holdings46
Rows:
Alphabet Inc.
SOLEShares610.63K
TypeSH
Market value$175.59M
9.96%
Sole
579.55K
Shared
0.00
None
31.08K
Microsoft Corp.
SOLEShares368.82K
TypeSH
Market value$136.53M
7.75%
Sole
350.58K
Shared
0.00
None
18.24K
Berkshire Hathaway Inc.
SOLEShares272.03K
TypeSH
Market value$130.36M
7.40%
Sole
258.12K
Shared
0.00
None
13.91K
Novo Nordisk A/S
SOLEShares3.44M
TypeSH
Market value$126.29M
7.17%
Sole
3.25M
Shared
0.00
None
183.72K
Walt Disney Company
SOLEShares1.13M
TypeSH
Market value$108.76M
6.17%
Sole
1.07M
Shared
0.00
None
58.20K
Unilever PLC
SOLEShares1.87M
TypeSH
Market value$106.73M
6.06%
Sole
1.78M
Shared
0.00
None
97.48K
Medtronic PLC
SOLEShares1.18M
TypeSH
Market value$101.86M
5.78%
Sole
1.12M
Shared
0.00
None
58.08K
ASML Holding N.V.
SOLEShares64.28K
TypeSH
Market value$84.91M
4.82%
Sole
61.03K
Shared
0.00
None
3.26K
Johnson & Johnson
SOLEShares339.44K
TypeSH
Market value$82.97M
4.71%
Sole
324.60K
Shared
0.00
None
14.84K
General Dynamics Corporation
SOLEShares194.24K
TypeSH
Market value$66.67M
3.78%
Sole
183.61K
Shared
0.00
None
10.63K
Roche Holding AG
SOLEShares1.29M
TypeSH
Market value$64.21M
3.64%
Sole
1.23M
Shared
0.00
None
58.68K
NVIDIA Corp.
SOLEShares336.72K
TypeSH
Market value$58.72M
3.33%
Sole
321.90K
Shared
0.00
None
14.82K
Starbucks Corp.
SOLEShares629.78K
TypeSH
Market value$56.42M
3.20%
Sole
602.13K
Shared
0.00
None
27.66K
The Procter & Gamble Co.
SOLEShares360.23K
TypeSH
Market value$52.03M
2.95%
Sole
343.35K
Shared
0.00
None
16.88K
RTX Corp.
SOLEShares259.07K
TypeSH
Market value$49.97M
2.84%
Sole
244.85K
Shared
0.00
None
14.22K
Visa Inc
SOLEShares156.37K
TypeSH
Market value$47.26M
2.68%
Sole
148.76K
Shared
0.00
None
7.61K
Eli Lilly & Co.
SOLEShares46.52K
TypeSH
Market value$42.79M
2.43%
Sole
44K
Shared
0.00
None
2.53K
C.H. Robinson Worldwide Inc
SOLEShares251.84K
TypeSH
Market value$41.82M
2.37%
Sole
237.19K
Shared
0.00
None
14.66K
Honeywell International Inc.
SOLEShares165.94K
TypeSH
Market value$37.51M
2.13%
Sole
161.60K
Shared
0.00
None
4.34K
Home Depot Inc.
SOLEShares88.81K
TypeSH
Market value$29.21M
1.66%
Sole
84.07K
Shared
0.00
None
4.74K
Apple Inc.
SOLEShares111.98K
TypeSH
Market value$28.42M
1.61%
Sole
108.44K
Shared
0.00
None
3.54K
Diageo PLC
SOLEShares378.14K
TypeSH
Market value$28.15M
1.60%
Sole
361.10K
Shared
0.00
None
17.05K
Pepsico Inc
SOLEShares173.32K
TypeSH
Market value$26.91M
1.53%
Sole
165.19K
Shared
0.00
None
8.12K
Accenture PLC
SOLEShares133.66K
TypeSH
Market value$26.50M
1.50%
Sole
126.68K
Shared
0.00
None
6.98K
SPDR Bloomberg 1-3 Month T-Bill ETF
SOLEShares215.08K
TypeSH
Market value$19.71M
1.12%
Sole
212.85K
Shared
0.00
None
2.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Alphabet Inc.SOLE | COM | 610.63K | SH | $175.59M 9.96% | 579.55K | 0.00 | 31.08K |
Microsoft Corp.SOLE | COM | 368.82K | SH | $136.53M 7.75% | 350.58K | 0.00 | 18.24K |
Berkshire Hathaway Inc.SOLE | COM | 272.03K | SH | $130.36M 7.40% | 258.12K | 0.00 | 13.91K |
Novo Nordisk A/SSOLE | COM | 3.44M | SH | $126.29M 7.17% | 3.25M | 0.00 | 183.72K |
Walt Disney CompanySOLE | COM | 1.13M | SH | $108.76M 6.17% | 1.07M | 0.00 | 58.20K |
Unilever PLCSOLE | COM | 1.87M | SH | $106.73M 6.06% | 1.78M | 0.00 | 97.48K |
Medtronic PLCSOLE | COM | 1.18M | SH | $101.86M 5.78% | 1.12M | 0.00 | 58.08K |
ASML Holding N.V.SOLE | COM | 64.28K | SH | $84.91M 4.82% | 61.03K | 0.00 | 3.26K |
Johnson & JohnsonSOLE | COM | 339.44K | SH | $82.97M 4.71% | 324.60K | 0.00 | 14.84K |
General Dynamics CorporationSOLE | COM | 194.24K | SH | $66.67M 3.78% | 183.61K | 0.00 | 10.63K |
Roche Holding AGSOLE | COM | 1.29M | SH | $64.21M 3.64% | 1.23M | 0.00 | 58.68K |
NVIDIA Corp.SOLE | COM | 336.72K | SH | $58.72M 3.33% | 321.90K | 0.00 | 14.82K |
Starbucks Corp.SOLE | COM | 629.78K | SH | $56.42M 3.20% | 602.13K | 0.00 | 27.66K |
The Procter & Gamble Co.SOLE | COM | 360.23K | SH | $52.03M 2.95% | 343.35K | 0.00 | 16.88K |
RTX Corp.SOLE | COM | 259.07K | SH | $49.97M 2.84% | 244.85K | 0.00 | 14.22K |
Visa IncSOLE | COM | 156.37K | SH | $47.26M 2.68% | 148.76K | 0.00 | 7.61K |
Eli Lilly & Co.SOLE | COM | 46.52K | SH | $42.79M 2.43% | 44K | 0.00 | 2.53K |
C.H. Robinson Worldwide IncSOLE | COM | 251.84K | SH | $41.82M 2.37% | 237.19K | 0.00 | 14.66K |
Honeywell International Inc.SOLE | COM | 165.94K | SH | $37.51M 2.13% | 161.60K | 0.00 | 4.34K |
Home Depot Inc.SOLE | COM | 88.81K | SH | $29.21M 1.66% | 84.07K | 0.00 | 4.74K |
Apple Inc.SOLE | COM | 111.98K | SH | $28.42M 1.61% | 108.44K | 0.00 | 3.54K |
Diageo PLCSOLE | COM | 378.14K | SH | $28.15M 1.60% | 361.10K | 0.00 | 17.05K |
Pepsico IncSOLE | COM | 173.32K | SH | $26.91M 1.53% | 165.19K | 0.00 | 8.12K |
Accenture PLCSOLE | COM | 133.66K | SH | $26.50M 1.50% | 126.68K | 0.00 | 6.98K |
SPDR Bloomberg 1-3 Month T-Bill ETFSOLE | ETF | 215.08K | SH | $19.71M 1.12% | 212.85K | 0.00 | 2.23K |
Page 1 of 2