Filed: 4/17/2024ACC: 0001477872-24-000003
📋 What this filing means
SARATOGA RESEARCH & INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $2.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$2.20B
Total AUM (reported)
19.28M
Total Shares
Allocation by class
COM$2.20B100.0%
Portfolio Concentration
Top 3$483.35M22.0%
4–10$834.50M37.9%
11–25$772.65M35.1%
Rest$110.01M5.0%
Top 3 weight
22.0%
Top 10 weight
59.9%
Voting Authority Distribution
Total shares with voting rights: 19.28M
Sole
Full voting authority
18.24M
shares
% of voting shares94.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.04M
shares
% of voting shares5.4%
Investment Discretion (by position count)
Sole45
Shared0
Other0
Dominant voting typeSole · 94.6% of voting shares
Institutional Holdings45
Rows:
RTX Corporation
SOLEShares1.70M
TypeSH
Market value$165.92M
7.54%
Sole
1.61M
Shared
0.00
None
88.60K
Disney Walt Co
SOLEShares1.34M
TypeSH
Market value$163.52M
7.43%
Sole
1.27M
Shared
0.00
None
69.39K
Microsoft
SOLEShares365.84K
TypeSH
Market value$153.92M
6.99%
Sole
347.18K
Shared
0.00
None
18.66K
Alphabet Inc Cl A
SOLEShares1M
TypeSH
Market value$151.10M
6.87%
Sole
946.96K
Shared
0.00
None
54.16K
Berkshire Hathaway B
SOLEShares350.77K
TypeSH
Market value$147.51M
6.70%
Sole
332.94K
Shared
0.00
None
17.83K
Unilever PLC
SOLEShares2.74M
TypeSH
Market value$137.77M
6.26%
Sole
2.61M
Shared
0.00
None
136.90K
Medtronic PLC
SOLEShares1.37M
TypeSH
Market value$119.21M
5.42%
Sole
1.30M
Shared
0.00
None
64.01K
Novo Nordisk ADR
SOLEShares783.79K
TypeSH
Market value$100.64M
4.57%
Sole
736.95K
Shared
0.00
None
46.84K
Oracle
SOLEShares794.41K
TypeSH
Market value$99.79M
4.53%
Sole
751.35K
Shared
0.00
None
43.06K
Roche Holding AG
SOLEShares2.46M
TypeSH
Market value$78.49M
3.57%
Sole
2.33M
Shared
0.00
None
127.37K
General Dynamics
SOLEShares260.23K
TypeSH
Market value$73.51M
3.34%
Sole
245.30K
Shared
0.00
None
14.93K
Johnson & Johnson
SOLEShares439.52K
TypeSH
Market value$69.53M
3.16%
Sole
418.29K
Shared
0.00
None
21.23K
Visa Inc
SOLEShares242.42K
TypeSH
Market value$67.66M
3.07%
Sole
229.27K
Shared
0.00
None
13.15K
Apple Inc
SOLEShares367.65K
TypeSH
Market value$63.05M
2.87%
Sole
346.34K
Shared
0.00
None
21.31K
Home Depot
SOLEShares163.33K
TypeSH
Market value$62.65M
2.85%
Sole
154.36K
Shared
0.00
None
8.97K
NIKE
SOLEShares621.02K
TypeSH
Market value$58.36M
2.65%
Sole
584.53K
Shared
0.00
None
36.49K
Diageo PLC ADR
SOLEShares387.58K
TypeSH
Market value$57.65M
2.62%
Sole
368.82K
Shared
0.00
None
18.76K
Starbucks
SOLEShares531.44K
TypeSH
Market value$48.57M
2.21%
Sole
502.81K
Shared
0.00
None
28.62K
Walmart Inc
SOLEShares784.75K
TypeSH
Market value$47.22M
2.15%
Sole
737.07K
Shared
0.00
None
47.68K
Accenture Ltd New
SOLEShares123.12K
TypeSH
Market value$42.67M
1.94%
Sole
116.18K
Shared
0.00
None
6.94K
CH Robinson Worldwide
SOLEShares546.51K
TypeSH
Market value$41.61M
1.89%
Sole
515.64K
Shared
0.00
None
30.88K
Adobe Systems
SOLEShares81.50K
TypeSH
Market value$41.13M
1.87%
Sole
77.16K
Shared
0.00
None
4.34K
Biogen Inc
SOLEShares162.85K
TypeSH
Market value$35.12M
1.60%
Sole
153.40K
Shared
0.00
None
9.45K
Pepsico
SOLEShares185.29K
TypeSH
Market value$32.43M
1.47%
Sole
174.96K
Shared
0.00
None
10.33K
3M Company
SOLEShares296.99K
TypeSH
Market value$31.50M
1.43%
Sole
275.59K
Shared
0.00
None
21.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
RTX CorporationSOLE | COM | 1.70M | SH | $165.92M 7.54% | 1.61M | 0.00 | 88.60K |
Disney Walt CoSOLE | COM | 1.34M | SH | $163.52M 7.43% | 1.27M | 0.00 | 69.39K |
MicrosoftSOLE | COM | 365.84K | SH | $153.92M 6.99% | 347.18K | 0.00 | 18.66K |
Alphabet Inc Cl ASOLE | COM | 1M | SH | $151.10M 6.87% | 946.96K | 0.00 | 54.16K |
Berkshire Hathaway BSOLE | COM | 350.77K | SH | $147.51M 6.70% | 332.94K | 0.00 | 17.83K |
Unilever PLCSOLE | COM | 2.74M | SH | $137.77M 6.26% | 2.61M | 0.00 | 136.90K |
Medtronic PLCSOLE | COM | 1.37M | SH | $119.21M 5.42% | 1.30M | 0.00 | 64.01K |
Novo Nordisk ADRSOLE | COM | 783.79K | SH | $100.64M 4.57% | 736.95K | 0.00 | 46.84K |
OracleSOLE | COM | 794.41K | SH | $99.79M 4.53% | 751.35K | 0.00 | 43.06K |
Roche Holding AGSOLE | COM | 2.46M | SH | $78.49M 3.57% | 2.33M | 0.00 | 127.37K |
General DynamicsSOLE | COM | 260.23K | SH | $73.51M 3.34% | 245.30K | 0.00 | 14.93K |
Johnson & JohnsonSOLE | COM | 439.52K | SH | $69.53M 3.16% | 418.29K | 0.00 | 21.23K |
Visa IncSOLE | COM | 242.42K | SH | $67.66M 3.07% | 229.27K | 0.00 | 13.15K |
Apple IncSOLE | COM | 367.65K | SH | $63.05M 2.87% | 346.34K | 0.00 | 21.31K |
Home DepotSOLE | COM | 163.33K | SH | $62.65M 2.85% | 154.36K | 0.00 | 8.97K |
NIKESOLE | COM | 621.02K | SH | $58.36M 2.65% | 584.53K | 0.00 | 36.49K |
Diageo PLC ADRSOLE | COM | 387.58K | SH | $57.65M 2.62% | 368.82K | 0.00 | 18.76K |
StarbucksSOLE | COM | 531.44K | SH | $48.57M 2.21% | 502.81K | 0.00 | 28.62K |
Walmart IncSOLE | COM | 784.75K | SH | $47.22M 2.15% | 737.07K | 0.00 | 47.68K |
Accenture Ltd NewSOLE | COM | 123.12K | SH | $42.67M 1.94% | 116.18K | 0.00 | 6.94K |
CH Robinson WorldwideSOLE | COM | 546.51K | SH | $41.61M 1.89% | 515.64K | 0.00 | 30.88K |
Adobe SystemsSOLE | COM | 81.50K | SH | $41.13M 1.87% | 77.16K | 0.00 | 4.34K |
Biogen IncSOLE | COM | 162.85K | SH | $35.12M 1.60% | 153.40K | 0.00 | 9.45K |
PepsicoSOLE | COM | 185.29K | SH | $32.43M 1.47% | 174.96K | 0.00 | 10.33K |
3M CompanySOLE | COM | 296.99K | SH | $31.50M 1.43% | 275.59K | 0.00 | 21.40K |
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