Filed: 2/9/2024ACC: 0001477872-24-000001
📋 What this filing means
SARATOGA RESEARCH & INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $2.17B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$2.17B
Total AUM (reported)
20.91M
Total Shares
Allocation by class
COM$2.13B98.3%
ETF$36.26M1.7%
Portfolio Concentration
Top 3$404.62M18.7%
4–10$712.33M32.9%
11–25$876.51M40.4%
Rest$173.99M8.0%
Top 3 weight
18.7%
Top 10 weight
51.5%
Voting Authority Distribution
Total shares with voting rights: 20.91M
Sole
Full voting authority
19.77M
shares
% of voting shares94.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.15M
shares
% of voting shares5.5%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 94.5% of voting shares
Institutional Holdings47
Rows:
Microsoft
SOLEShares371.07K
TypeSH
Market value$139.54M
6.44%
Sole
352.74K
Shared
0.00
None
18.33K
RTX Corporation
SOLEShares1.65M
TypeSH
Market value$139.13M
6.42%
Sole
1.57M
Shared
0.00
None
87.19K
Berkshire Hathaway B
SOLEShares353.15K
TypeSH
Market value$125.95M
5.81%
Sole
335.69K
Shared
0.00
None
17.46K
Disney Walt Co
SOLEShares1.39M
TypeSH
Market value$125.19M
5.78%
Sole
1.32M
Shared
0.00
None
71.01K
Alphabet Inc Cl A
SOLEShares840.24K
TypeSH
Market value$117.37M
5.42%
Sole
799.59K
Shared
0.00
None
40.66K
Unilever PLC
SOLEShares2.31M
TypeSH
Market value$111.86M
5.16%
Sole
2.20M
Shared
0.00
None
111.92K
Medtronic PLC
SOLEShares1.26M
TypeSH
Market value$103.85M
4.79%
Sole
1.20M
Shared
0.00
None
57.57K
Novo Nordisk ADR
SOLEShares827.59K
TypeSH
Market value$85.61M
3.95%
Sole
776.41K
Shared
0.00
None
51.19K
Home Depot
SOLEShares245.57K
TypeSH
Market value$85.10M
3.93%
Sole
231.52K
Shared
0.00
None
14.05K
Roche Holding AG
SOLEShares2.30M
TypeSH
Market value$83.34M
3.85%
Sole
2.17M
Shared
0.00
None
128.60K
Oracle
SOLEShares789.31K
TypeSH
Market value$83.22M
3.84%
Sole
744.51K
Shared
0.00
None
44.80K
Adobe Systems
SOLEShares129.15K
TypeSH
Market value$77.05M
3.55%
Sole
121.22K
Shared
0.00
None
7.93K
Apple Inc
SOLEShares383.55K
TypeSH
Market value$73.84M
3.41%
Sole
360.93K
Shared
0.00
None
22.62K
Accenture Ltd New
SOLEShares207.18K
TypeSH
Market value$72.70M
3.35%
Sole
195.84K
Shared
0.00
None
11.35K
General Dynamics
SOLEShares267.18K
TypeSH
Market value$69.38M
3.20%
Sole
251.58K
Shared
0.00
None
15.61K
NIKE
SOLEShares636.98K
TypeSH
Market value$69.16M
3.19%
Sole
598.72K
Shared
0.00
None
38.26K
Johnson & Johnson
SOLEShares435.14K
TypeSH
Market value$68.20M
3.15%
Sole
413.66K
Shared
0.00
None
21.48K
Visa Inc
SOLEShares251.37K
TypeSH
Market value$65.44M
3.02%
Sole
237.58K
Shared
0.00
None
13.79K
Starbucks
SOLEShares538.13K
TypeSH
Market value$51.67M
2.38%
Sole
508.16K
Shared
0.00
None
29.97K
C.H. Robinson Worldwide
SOLEShares535.76K
TypeSH
Market value$46.28M
2.14%
Sole
503.46K
Shared
0.00
None
32.30K
Walmart Inc
SOLEShares273.66K
TypeSH
Market value$43.14M
1.99%
Sole
256.62K
Shared
0.00
None
17.05K
Biogen Inc
SOLEShares164.23K
TypeSH
Market value$42.50M
1.96%
Sole
154.18K
Shared
0.00
None
10.04K
Diageo PLC ADR
SOLEShares289.89K
TypeSH
Market value$42.23M
1.95%
Sole
272.29K
Shared
0.00
None
17.60K
JP Morgan US Quality Factor ET
SOLEShares757.53K
TypeSH
Market value$36.26M
1.67%
Sole
750.29K
Shared
0.00
None
7.25K
Int'l Flavors & Frag
SOLEShares437.71K
TypeSH
Market value$35.44M
1.64%
Sole
409.33K
Shared
0.00
None
28.38K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MicrosoftSOLE | COM | 371.07K | SH | $139.54M 6.44% | 352.74K | 0.00 | 18.33K |
RTX CorporationSOLE | COM | 1.65M | SH | $139.13M 6.42% | 1.57M | 0.00 | 87.19K |
Berkshire Hathaway BSOLE | COM | 353.15K | SH | $125.95M 5.81% | 335.69K | 0.00 | 17.46K |
Disney Walt CoSOLE | COM | 1.39M | SH | $125.19M 5.78% | 1.32M | 0.00 | 71.01K |
Alphabet Inc Cl ASOLE | COM | 840.24K | SH | $117.37M 5.42% | 799.59K | 0.00 | 40.66K |
Unilever PLCSOLE | COM | 2.31M | SH | $111.86M 5.16% | 2.20M | 0.00 | 111.92K |
Medtronic PLCSOLE | COM | 1.26M | SH | $103.85M 4.79% | 1.20M | 0.00 | 57.57K |
Novo Nordisk ADRSOLE | COM | 827.59K | SH | $85.61M 3.95% | 776.41K | 0.00 | 51.19K |
Home DepotSOLE | COM | 245.57K | SH | $85.10M 3.93% | 231.52K | 0.00 | 14.05K |
Roche Holding AGSOLE | COM | 2.30M | SH | $83.34M 3.85% | 2.17M | 0.00 | 128.60K |
OracleSOLE | COM | 789.31K | SH | $83.22M 3.84% | 744.51K | 0.00 | 44.80K |
Adobe SystemsSOLE | COM | 129.15K | SH | $77.05M 3.55% | 121.22K | 0.00 | 7.93K |
Apple IncSOLE | COM | 383.55K | SH | $73.84M 3.41% | 360.93K | 0.00 | 22.62K |
Accenture Ltd NewSOLE | COM | 207.18K | SH | $72.70M 3.35% | 195.84K | 0.00 | 11.35K |
General DynamicsSOLE | COM | 267.18K | SH | $69.38M 3.20% | 251.58K | 0.00 | 15.61K |
NIKESOLE | COM | 636.98K | SH | $69.16M 3.19% | 598.72K | 0.00 | 38.26K |
Johnson & JohnsonSOLE | COM | 435.14K | SH | $68.20M 3.15% | 413.66K | 0.00 | 21.48K |
Visa IncSOLE | COM | 251.37K | SH | $65.44M 3.02% | 237.58K | 0.00 | 13.79K |
StarbucksSOLE | COM | 538.13K | SH | $51.67M 2.38% | 508.16K | 0.00 | 29.97K |
C.H. Robinson WorldwideSOLE | COM | 535.76K | SH | $46.28M 2.14% | 503.46K | 0.00 | 32.30K |
Walmart IncSOLE | COM | 273.66K | SH | $43.14M 1.99% | 256.62K | 0.00 | 17.05K |
Biogen IncSOLE | COM | 164.23K | SH | $42.50M 1.96% | 154.18K | 0.00 | 10.04K |
Diageo PLC ADRSOLE | COM | 289.89K | SH | $42.23M 1.95% | 272.29K | 0.00 | 17.60K |
JP Morgan US Quality Factor ETSOLE | ETF | 757.53K | SH | $36.26M 1.67% | 750.29K | 0.00 | 7.25K |
Int'l Flavors & FragSOLE | COM | 437.71K | SH | $35.44M 1.64% | 409.33K | 0.00 | 28.38K |
Page 1 of 2