Filed: 5/5/2023ACC: 0001477872-23-000003
📋 What this filing means
SARATOGA RESEARCH & INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $2.10B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$2.10B
Total AUM (reported)
20.56M
Total Shares
Allocation by class
COM$2.10B100.0%
ETP$244.2K0.0%
Portfolio Concentration
Top 3$368.96M17.5%
4–10$691.33M32.9%
11–25$881.04M41.9%
Rest$163.07M7.7%
Top 3 weight
17.5%
Top 10 weight
50.4%
Voting Authority Distribution
Total shares with voting rights: 20.56M
Sole
Full voting authority
19.49M
shares
% of voting shares94.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.07M
shares
% of voting shares5.2%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 94.8% of voting shares
Institutional Holdings46
Rows:
Disney Walt Co
SOLEShares1.25M
TypeSH
Market value$125.22M
5.95%
Sole
1.19M
Shared
0.00
None
58.62K
Raytheon Technologies
SOLEShares1.27M
TypeSH
Market value$124.60M
5.92%
Sole
1.21M
Shared
0.00
None
59.80K
Microsoft
SOLEShares413.24K
TypeSH
Market value$119.14M
5.66%
Sole
394.59K
Shared
0.00
None
18.65K
Oracle
SOLEShares1.25M
TypeSH
Market value$116.58M
5.54%
Sole
1.20M
Shared
0.00
None
57.98K
Unilever PLC
SOLEShares2.08M
TypeSH
Market value$108.17M
5.14%
Sole
1.99M
Shared
0.00
None
93.63K
Alphabet Inc Cl A
SOLEShares974.03K
TypeSH
Market value$101.04M
4.80%
Sole
928.90K
Shared
0.00
None
45.13K
Apple Inc
SOLEShares590.12K
TypeSH
Market value$97.31M
4.62%
Sole
561.16K
Shared
0.00
None
28.96K
Berkshire Hathaway B
SOLEShares308.13K
TypeSH
Market value$95.14M
4.52%
Sole
291.47K
Shared
0.00
None
16.65K
Medtronic PLC
SOLEShares1.14M
TypeSH
Market value$91.57M
4.35%
Sole
1.09M
Shared
0.00
None
46.95K
Home Depot
SOLEShares276.21K
TypeSH
Market value$81.51M
3.87%
Sole
262.03K
Shared
0.00
None
14.18K
Starbucks
SOLEShares735.86K
TypeSH
Market value$76.63M
3.64%
Sole
696.11K
Shared
0.00
None
39.75K
Novo Nordisk ADR
SOLEShares469.37K
TypeSH
Market value$74.70M
3.55%
Sole
441.97K
Shared
0.00
None
27.40K
Johnson & Johnson
SOLEShares440.41K
TypeSH
Market value$68.26M
3.24%
Sole
419.43K
Shared
0.00
None
20.98K
NIKE
SOLEShares536.46K
TypeSH
Market value$65.79M
3.13%
Sole
504K
Shared
0.00
None
32.45K
General Dynamics
SOLEShares276.64K
TypeSH
Market value$63.13M
3.00%
Sole
261.26K
Shared
0.00
None
15.38K
Accenture Ltd New
SOLEShares218.53K
TypeSH
Market value$62.46M
2.97%
Sole
206.68K
Shared
0.00
None
11.85K
Adobe Systems
SOLEShares162.03K
TypeSH
Market value$62.44M
2.97%
Sole
153.33K
Shared
0.00
None
8.70K
Roche Holding AG
SOLEShares1.69M
TypeSH
Market value$60.67M
2.88%
Sole
1.60M
Shared
0.00
None
89.73K
C.H. Robinson Worldwide
SOLEShares604.52K
TypeSH
Market value$60.07M
2.85%
Sole
569.95K
Shared
0.00
None
34.57K
Visa Inc
SOLEShares263.37K
TypeSH
Market value$59.38M
2.82%
Sole
249.85K
Shared
0.00
None
13.53K
Biogen Inc
SOLEShares183.33K
TypeSH
Market value$50.97M
2.42%
Sole
172.91K
Shared
0.00
None
10.41K
Walmart Inc
SOLEShares330.74K
TypeSH
Market value$48.77M
2.32%
Sole
312.19K
Shared
0.00
None
18.55K
Int'l Flavors & Frag
SOLEShares516.43K
TypeSH
Market value$47.49M
2.26%
Sole
486.11K
Shared
0.00
None
30.33K
Becton, Dickinson & Co
SOLEShares174.56K
TypeSH
Market value$43.21M
2.05%
Sole
164.82K
Shared
0.00
None
9.74K
Cisco Systems
SOLEShares709.24K
TypeSH
Market value$37.08M
1.76%
Sole
664.11K
Shared
0.00
None
45.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Disney Walt CoSOLE | COM | 1.25M | SH | $125.22M 5.95% | 1.19M | 0.00 | 58.62K |
Raytheon TechnologiesSOLE | COM | 1.27M | SH | $124.60M 5.92% | 1.21M | 0.00 | 59.80K |
MicrosoftSOLE | COM | 413.24K | SH | $119.14M 5.66% | 394.59K | 0.00 | 18.65K |
OracleSOLE | COM | 1.25M | SH | $116.58M 5.54% | 1.20M | 0.00 | 57.98K |
Unilever PLCSOLE | COM | 2.08M | SH | $108.17M 5.14% | 1.99M | 0.00 | 93.63K |
Alphabet Inc Cl ASOLE | COM | 974.03K | SH | $101.04M 4.80% | 928.90K | 0.00 | 45.13K |
Apple IncSOLE | COM | 590.12K | SH | $97.31M 4.62% | 561.16K | 0.00 | 28.96K |
Berkshire Hathaway BSOLE | COM | 308.13K | SH | $95.14M 4.52% | 291.47K | 0.00 | 16.65K |
Medtronic PLCSOLE | COM | 1.14M | SH | $91.57M 4.35% | 1.09M | 0.00 | 46.95K |
Home DepotSOLE | COM | 276.21K | SH | $81.51M 3.87% | 262.03K | 0.00 | 14.18K |
StarbucksSOLE | COM | 735.86K | SH | $76.63M 3.64% | 696.11K | 0.00 | 39.75K |
Novo Nordisk ADRSOLE | COM | 469.37K | SH | $74.70M 3.55% | 441.97K | 0.00 | 27.40K |
Johnson & JohnsonSOLE | COM | 440.41K | SH | $68.26M 3.24% | 419.43K | 0.00 | 20.98K |
NIKESOLE | COM | 536.46K | SH | $65.79M 3.13% | 504K | 0.00 | 32.45K |
General DynamicsSOLE | COM | 276.64K | SH | $63.13M 3.00% | 261.26K | 0.00 | 15.38K |
Accenture Ltd NewSOLE | COM | 218.53K | SH | $62.46M 2.97% | 206.68K | 0.00 | 11.85K |
Adobe SystemsSOLE | COM | 162.03K | SH | $62.44M 2.97% | 153.33K | 0.00 | 8.70K |
Roche Holding AGSOLE | COM | 1.69M | SH | $60.67M 2.88% | 1.60M | 0.00 | 89.73K |
C.H. Robinson WorldwideSOLE | COM | 604.52K | SH | $60.07M 2.85% | 569.95K | 0.00 | 34.57K |
Visa IncSOLE | COM | 263.37K | SH | $59.38M 2.82% | 249.85K | 0.00 | 13.53K |
Biogen IncSOLE | COM | 183.33K | SH | $50.97M 2.42% | 172.91K | 0.00 | 10.41K |
Walmart IncSOLE | COM | 330.74K | SH | $48.77M 2.32% | 312.19K | 0.00 | 18.55K |
Int'l Flavors & FragSOLE | COM | 516.43K | SH | $47.49M 2.26% | 486.11K | 0.00 | 30.33K |
Becton, Dickinson & CoSOLE | COM | 174.56K | SH | $43.21M 2.05% | 164.82K | 0.00 | 9.74K |
Cisco SystemsSOLE | COM | 709.24K | SH | $37.08M 1.76% | 664.11K | 0.00 | 45.13K |
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