SARACHEK JOSEPH E

PrivateCIK: 1370182
Location

NEW YORK, NY

InsiderSARACHEK JOSEPH ECIK 1370182
IssuerEMERGENT CAPITAL, INC.CIK 1494448
Director10% Owner
Since Sep 2018
+500K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
500K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2

Restricted Stock Units

Direct
A · Award
Converts to

Common Stock, par value $0.01 per share

400K shares

Shares

+400K

Strike price

Held after

400K

Exercisable

6/29/2018

Stock Appreciation Right

Direct
A · Award
Converts to

Common Stock, par value $0.01 per share

100K shares

Shares

+100K

Strike price

1.00

Held after

100K

Exercisable

6/29/2018
Non-Derivative Holdings (Post-Transaction)1

Common Stock, par value $0.01 per share

Indirect
Shares owned7.32M
Total
7.32M indirect7.32M
Derivative Holdings (Post-Transaction)1

Warrants (right to buy)

Indirect
Underlying security
Common Stock, par value $0.01 per share

Underlying shares

13.57M

Shares owned

13.57M

Exercise price

.20

Expiration

Exercise window

Total

Underlying

13.57M

Owned

13.57M

SARACHEK JOSEPH E — Insider Transaction (Form 4) Filed Jun 29, 2018 | Finecho