SAPIENZA EDWIN enters KASPIEN HOLDINGS INC. with 1.25K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

SAPIENZA EDWIN

Filed: 10/19/2018ACC: 0001179110-18-012270

InsiderSAPIENZA EDWINCIK 1756236

→

IssuerKASPIEN HOLDINGS INC.CIK 795212

Officer· Chief Financial Officer

Since Oct 2018

1.25K

Baseline shares

100% direct

1.25K

Direct ownership

1 position

109.25K

Derivative underlying

10 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock, par value $0.01 per share

Direct

Shares owned1.25K

Total

1.25K direct1.25K

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.01 per share	1.25K	Direct
Total	1.25K	1.25K direct

Derivative Holdings10

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

Shares owned

N/A

Exercise price

1.73

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

10K

Shares owned

N/A

Exercise price

2.53

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

7.50K

Shares owned

N/A

Exercise price

3.81

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

10K

Shares owned

N/A

Exercise price

4.87

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

7.50K

Shares owned

N/A

Exercise price

3.36

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

7.50K

Shares owned

N/A

Exercise price

3.88

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

25K

Shares owned

N/A

Exercise price

0.98

Expiration

—

Exercise window

—

Employee Stock Options(Right to Buy)

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

25K

Shares owned

N/A

Exercise price

1.85

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

3.75K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common stock, par value $0.01 per share

Underlying shares

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

109.25K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	1.73	—	—	8K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	2.53	—	—	10K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	3.81	—	—	7.50K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	4.87	—	—	10K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	3.36	—	—	7.50K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	3.88	—	—	7.50K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	0.98	—	—	25K	N/A
Employee Stock Options(Right to Buy) Direct	Common stock, par value $0.01 per share	1.85	—	—	25K	N/A
Restricted Stock Units Direct	Common stock, par value $0.01 per share	0	—	—	3.75K	N/A
Restricted Stock Units Direct	Common stock, par value $0.01 per share	0	—	—	5K	N/A
Total					109.25K	0.00