SANTIAGO TODD M

PrivateCIK: 1798303

Location

PROVO, UT

SANTIAGO TODD M (EVP, GM of Retail) received a stock award from VIVINT SMART HOME, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

SANTIAGO TODD M

Filed: 3/3/2023ACC: 0000899243-23-007058

InsiderSANTIAGO TODD MCIK 1798303

→

IssuerVIVINT SMART HOME, INC.CIK 1713952

Officer· EVP, GM of Retail

Since Jan 2020

+128.92K

Net shares

Net buyer

$804.0K

Total sold

0

Open market trades

0B · 0S

9

Total transactions

300.04K acquired · 171.12K disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

M · Option Exercise

Shares

+27.25K

Price / share

—

Trade value

—

% of position

3.4%

3/1/2023

803.66K→830.91K

Class A Common Stock

Direct

A · Award

Shares

+49.11K

Price / share

—

Trade value

—

% of position

5.9%

3/1/2023

830.91K→880.02K

Class A Common Stock

Direct

M · Option Exercise

Shares

+27.25K

Price / share

—

Trade value

—

% of position

3.1%

3/1/2023

880.02K→907.27K

Class A Common Stock

Direct

M · Option Exercise

Shares

+49.11K

Price / share

—

Trade value

—

% of position

5.4%

3/1/2023

907.27K→956.38K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−67.50K

Price / share

$11.91

Trade value

$803.97K

% of position

7.1%

3/1/2023

956.38K→888.87K

Total

Net shares

+85.22K

Net value

-$803.97K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	3/1/2023	M · Option Exercise	+27.25K	—	—	3.4%	803.66K	830.91K
Class A Common Stock Direct	3/1/2023	A · Award	+49.11K	—	—	5.9%	830.91K	880.02K
Class A Common Stock Direct	3/1/2023	M · Option Exercise	+27.25K	—	—	3.1%	880.02K	907.27K
Class A Common Stock Direct	3/1/2023	M · Option Exercise	+49.11K	—	—	5.4%	907.27K	956.38K
Class A Common Stock Direct	3/1/2023	F · Tax Withholding	−67.50K	$11.91	$803.97K	7.1%	956.38K	888.87K
Total			+85.22K		-$803.97K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

27.25K shares

Shares

−27.25K

Strike price

Held after

54.51K

Exercisable

—

3/1/2023

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

147.32K shares

Shares

+147.32K

Strike price

Held after

147.32K

Exercisable

—

3/1/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

27.25K shares

Shares

−27.25K

Strike price

Held after

54.51K

Exercisable

—

3/1/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

49.11K shares

Shares

−49.11K

Strike price

Held after

147.32K

Exercisable

—

3/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock27.25K shares	3/1/2023	M · Option Exercise	−27.25K		—	54.51K
Restricted Stock Units Direct	Class A Common Stock147.32K shares	3/1/2023	A · Award	+147.32K		—	147.32K
Restricted Stock Units Direct	Class A Common Stock27.25K shares	3/1/2023	M · Option Exercise	−27.25K		—	54.51K
Restricted Stock Units Direct	Class A Common Stock49.11K shares	3/1/2023	M · Option Exercise	−49.11K		—	147.32K

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned213.99K

Total

213.99K indirect213.99K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	213.99K	Indirect
Total	213.99K	213.99K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

SANTIAGO TODD M — Insider Transaction (Form 4) Filed Mar 3, 2023 | Finecho