SANTIAGO TODD M (EVP, GM of Retail) exercised options at VIVINT SMART HOME, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/19/2023ACC: 0000899243-23-002204
Officer· EVP, GM of Retail
Since Jan 2020
-31.81K
Net shares
Net seller
$380.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
99.08K acquired · 130.90K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+99.08K
Price / share
—
Trade value
—
% of position
13.5%
1/17/2023
736.38K→835.47K
Class A Common Stock
Direct
Shares
−31.81K
Price / share
$11.95
Trade value
$380.13K
% of position
3.8%
1/17/2023
835.47K→803.66K
Total
Net shares
+67.28K
Net value
-$380.13K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 1/17/2023 | M · Option Exercise | +99.08K | — | — | 13.5% | 736.38K | 835.47K |
| Class A Common Stock Direct | 1/17/2023 | F · Tax Withholding | −31.81K | $11.95 | $380.13K | 3.8% | 835.47K | 803.66K |
| Total | +67.28K | -$380.13K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
99.08K shares
Shares
−99.08K
Strike price
Held after
99.08K
Exercisable
—
1/17/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock99.08K shares | 1/17/2023 | M · Option Exercise | −99.08K | — | 99.08K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned213.99K
Total
213.99K indirect213.99K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 213.99K | Indirect |
| Total | 213.99K | 213.99K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported