SANTIAGO TODD M (EVP, GM of Retail) exercised options at VIVINT SMART HOME, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/2/2022ACC: 0000899243-22-030314
Officer· EVP, GM of Retail
Since Jan 2020
-51.52K
Net shares
Net seller
$332.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
116.55K acquired · 168.07K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+116.55K
Price / share
—
Trade value
—
% of position
17.4%
9/1/2022
671.35K→787.90K
Class A Common Stock
Direct
Shares
−51.52K
Price / share
$6.46
Trade value
$332.79K
% of position
6.5%
9/1/2022
787.90K→736.38K
Total
Net shares
+65.03K
Net value
-$332.79K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/1/2022 | M · Option Exercise | +116.55K | — | — | 17.4% | 671.35K | 787.90K |
| Class A Common Stock Direct | 9/1/2022 | F · Tax Withholding | −51.52K | $6.46 | $332.79K | 6.5% | 787.90K | 736.38K |
| Total | +65.03K | -$332.79K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
116.55K shares
Shares
−116.55K
Strike price
Held after
349.65K
Exercisable
—
9/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock116.55K shares | 9/1/2022 | M · Option Exercise | −116.55K | — | 349.65K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned213.99K
Total
213.99K indirect213.99K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 213.99K | Indirect |
| Total | 213.99K | 213.99K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported