SANTIAGO TODD M

PrivateCIK: 1798303

Location

PROVO, UT

SANTIAGO TODD M (EVP, GM of Retail) received a stock award from VIVINT SMART HOME, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

SANTIAGO TODD M

Filed: 3/3/2022ACC: 0000899243-22-009283

InsiderSANTIAGO TODD MCIK 1798303

→

IssuerVIVINT SMART HOME, INC.CIK 1713952

Officer· EVP, GM of Retail

Since Jan 2020

-6.30K

Net shares

Net seller

$867.2K

Total sold

0

Open market trades

0B · 0S

9

Total transactions

342.06K acquired · 348.36K disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

M · Option Exercise

Shares

+106.71K

Price / share

—

Trade value

—

% of position

20.3%

3/1/2022

526.36K→633.07K

Class A Common Stock

Direct

M · Option Exercise

Shares

+99.09K

Price / share

—

Trade value

—

% of position

15.7%

3/1/2022

633.07K→732.16K

Class A Common Stock

Direct

M · Option Exercise

Shares

+27.25K

Price / share

—

Trade value

—

% of position

3.7%

3/1/2022

732.16K→759.41K

Class A Common Stock

Direct

A · Award

Shares

+27.25K

Price / share

—

Trade value

—

% of position

3.6%

3/1/2022

759.41K→786.66K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−115.32K

Price / share

$7.52

Trade value

$867.18K

% of position

14.7%

3/1/2022

786.66K→671.35K

Total

Net shares

+144.98K

Net value

-$867.18K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+106.71K	—	—	20.3%	526.36K	633.07K
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+99.09K	—	—	15.7%	633.07K	732.16K
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+27.25K	—	—	3.7%	732.16K	759.41K
Class A Common Stock Direct	3/1/2022	A · Award	+27.25K	—	—	3.6%	759.41K	786.66K
Class A Common Stock Direct	3/1/2022	F · Tax Withholding	−115.32K	$7.52	$867.18K	14.7%	786.66K	671.35K
Total			+144.98K		-$867.18K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

106.71K shares

Shares

−106.71K

Strike price

Held after

0.00

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

99.09K shares

Shares

−99.09K

Strike price

Held after

198.17K

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

27.25K shares

Shares

−27.25K

Strike price

Held after

81.76K

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

81.76K shares

Shares

+81.76K

Strike price

Held after

81.76K

Exercisable

—

3/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock106.71K shares	3/1/2022	M · Option Exercise	−106.71K		—	0.00
Restricted Stock Units Direct	Class A Common Stock99.09K shares	3/1/2022	M · Option Exercise	−99.09K		—	198.17K
Restricted Stock Units Direct	Class A Common Stock27.25K shares	3/1/2022	M · Option Exercise	−27.25K		—	81.76K
Restricted Stock Units Direct	Class A Common Stock81.76K shares	3/1/2022	A · Award	+81.76K		—	81.76K

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned213.99K

Total

213.99K indirect213.99K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	213.99K	Indirect
Total	213.99K	213.99K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

SANTIAGO TODD M — Insider Transaction (Form 4) Filed Mar 3, 2022 | Finecho