SANTIAGO TODD M (EVP, GM of Retail) exercised options at VIVINT SMART HOME, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/1/2021ACC: 0000899243-21-008748
Officer· EVP, GM of Retail
Since Jan 2020
-41.28K
Net shares
Net seller
$717.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
99.08K acquired · 140.37K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+99.08K
Price / share
—
Trade value
—
% of position
24.2%
2/25/2021
409.13K→508.21K
Class A Common Stock
Direct
Shares
−41.28K
Price / share
$17.37
Trade value
$717.07K
% of position
8.1%
2/25/2021
508.21K→466.93K
Total
Net shares
+57.80K
Net value
-$717.07K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/25/2021 | M · Option Exercise | +99.08K | — | — | 24.2% | 409.13K | 508.21K |
| Class A Common Stock Direct | 2/25/2021 | F · Tax Withholding | −41.28K | $17.37 | $717.07K | 8.1% | 508.21K | 466.93K |
| Total | +57.80K | -$717.07K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
99.08K shares
Shares
−99.08K
Strike price
Held after
297.26K
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock99.08K shares | 2/25/2021 | M · Option Exercise | −99.08K | — | 297.26K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned213.99K
Total
213.99K indirect213.99K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 213.99K | Indirect |
| Total | 213.99K | 213.99K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported