SANTIAGO TODD M (EVP, GM of Retail) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/21/2020ACC: 0000899243-20-025854
Officer· EVP, GM of Retail
Since Jan 2020
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
55.52K acquired · 55.52K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+36.32K
Price / share
—
Trade value
—
% of position
9.7%
9/17/2020
372.80K→409.13K
Class A Common Stock
Indirect
Shares
+19.20K
Price / share
—
Trade value
—
% of position
9.9%
9/17/2020
194.78K→213.99K
Total
Net shares
+55.52K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/17/2020 | C · Conversion | +36.32K | — | — | 9.7% | 372.80K | 409.13K |
| Class A Common Stock Indirect | 9/17/2020 | C · Conversion | +19.20K | — | — | 9.9% | 194.78K | 213.99K |
| Total | +55.52K | $0.00 | ||||||
Derivative Transactions2
Earnout Rights
Direct
Converts to
Class A Common Stock
36.32K shares
Shares
−36.32K
Strike price
Held after
0.00
Exercisable
—
9/17/2020
Earnout Rights
Indirect
Converts to
Class A Common Stock
19.20K shares
Shares
−19.20K
Strike price
Held after
0.00
Exercisable
—
9/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock36.32K shares | 9/17/2020 | C · Conversion | −36.32K | — | 0.00 | |
| Earnout Rights Indirect | Class A Common Stock19.20K shares | 9/17/2020 | C · Conversion | −19.20K | — | 0.00 |