SANTIAGO TODD M (EVP, GM of Retail) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008337
Officer· EVP, GM of Retail
Since Jan 2020
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
55K acquired · 55K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+35.98K
Price / share
—
Trade value
—
% of position
10.8%
3/11/2020
332.50K→368.48K
Class A Common Stock
Indirect
Shares
+19.02K
Price / share
—
Trade value
—
% of position
10.8%
3/11/2020
175.77K→194.78K
Total
Net shares
+55K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +35.98K | — | — | 10.8% | 332.50K | 368.48K |
| Class A Common Stock Indirect | 3/11/2020 | C · Conversion | +19.02K | — | — | 10.8% | 175.77K | 194.78K |
| Total | +55K | $0.00 | ||||||
Derivative Transactions2
Earnout Rights
Direct
Converts to
Class A Common Stock
35.98K shares
Shares
−35.98K
Strike price
Held after
35.98K
Exercisable
—
3/11/2020
Earnout Rights
Indirect
Converts to
Class A Common Stock
19.02K shares
Shares
−19.02K
Strike price
Held after
19.02K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock35.98K shares | 3/11/2020 | C · Conversion | −35.98K | — | 35.98K | |
| Earnout Rights Indirect | Class A Common Stock19.02K shares | 3/11/2020 | C · Conversion | −19.02K | — | 19.02K |