SANNINO ALESSANDRO enters GELESIS HOLDINGS, INC. with 761.90K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

SANNINO ALESSANDRO

Filed: 1/24/2022ACC: 0001104659-22-006952

InsiderSANNINO ALESSANDROCIK 1895699

→

IssuerGELESIS HOLDINGS, INC.CIK 1805087

Officer· Lead Project Scientist

Since Jan 2022

761.90K

Baseline shares

18% direct

138.18K

Direct ownership

1 position

2.11M

Derivative underlying

5 instruments

Security positions

623.73K indirect

Non-Derivative Holdings2

Common Stock

Indirect

Shares owned623.73K

Common Stock

Direct

Shares owned138.18K

Total

138.18K direct·623.73K indirect761.90K

Security Title	Shares Owned	Ownership Type
Common Stock	623.73K	Indirect
Common Stock	138.18K	Direct
Total	761.90K	138.18K direct·623.73K indirect

Derivative Holdings5

Earnout Shares

Indirect

Underlying security

Common Stock

Underlying shares

204.88K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

333.39K

Shares owned

N/A

Exercise price

0.57

Expiration

—

Exercise window

—

Earnout Shares

Direct

Underlying security

Common Stock

Underlying shares

505.23K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants to purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

974.21K

Shares owned

N/A

Exercise price

4.26

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

92.34K

Shares owned

N/A

Exercise price

0.22

Expiration

—

Exercise window

—

Total

Underlying

2.11M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Earnout Shares Indirect	Common Stock		—	—	204.88K	N/A
Stock Option (Right to Buy) Direct	Common Stock	0.57	—	—	333.39K	N/A
Earnout Shares Direct	Common Stock		—	—	505.23K	N/A
Warrants to purchase Common Stock Direct	Common Stock	4.26	—	—	974.21K	N/A
Stock Option (Right to Buy) Direct	Common Stock	0.22	—	—	92.34K	N/A
Total					2.11M	0.00