SANDNER JOHN F exercised options at VIRTU FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/6/2020ACC: 0001179110-20-008079
+5.81K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
12.14K acquired · 6.33K disposed
Non-Derivative Transactions1
Class A common stock
Direct
Shares
+6.33K
Price / share
—
Trade value
—
% of position
24.7%
7/1/2020
25.56K→31.89K
Total
Net shares
+6.33K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 7/1/2020 | M · Option Exercise | +6.33K | — | — | 24.7% | 25.56K | 31.89K |
| Total | +6.33K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Class A common stock
6.33K shares
Shares
−6.33K
Strike price
Held after
0.00
Exercisable
—
7/1/2020
Restricted Stock Unit
Direct
Converts to
Class A common stock
5.81K shares
Shares
+5.81K
Strike price
Held after
5.81K
Exercisable
—
7/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Class A common stock6.33K shares | 7/1/2020 | M · Option Exercise | −6.33K | — | 0.00 | |
| Restricted Stock Unit Direct | Class A common stock5.81K shares | 7/1/2020 | A · Award | +5.81K | — | 5.81K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of Virtu Financial LLC
IndirectUnderlying security
Class A common stock
Underlying shares
7.66K
Shares owned
7.66K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
7.66K
Owned
7.66K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Indirect | Class A common stock | — | — | 7.66K | 7.66K | |
| Total | 7.66K | 7.66K | ||||