SANDNER JOHN F exercised options at VIRTU FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/3/2018ACC: 0001179110-18-009432
+5K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
11.96K acquired · 6.96K disposed
Non-Derivative Transactions1
Class A common stock
Direct
Shares
+6.96K
Price / share
—
Trade value
—
% of position
51.2%
7/1/2018
13.60K→20.56K
Total
Net shares
+6.96K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 7/1/2018 | M · Option Exercise | +6.96K | — | — | 51.2% | 13.60K | 20.56K |
| Total | +6.96K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Class A common stock
6.96K shares
Shares
−6.96K
Strike price
Held after
0.00
Exercisable
—
7/1/2018
Restricted Stock Unit
Direct
Converts to
Class A common stock
5K shares
Shares
+5K
Strike price
Held after
5K
Exercisable
—
7/1/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Class A common stock6.96K shares | 7/1/2018 | M · Option Exercise | −6.96K | — | 0.00 | |
| Restricted Stock Unit Direct | Class A common stock5K shares | 7/1/2018 | A · Award | +5K | — | 5K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of Virtu Financial LLC
IndirectUnderlying security
Class A common stock
Underlying shares
7.66K
Shares owned
7.66K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
7.66K
Owned
7.66K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Indirect | Class A common stock | — | — | 7.66K | 7.66K | |
| Total | 7.66K | 7.66K | ||||