SANDGAARD THOMAS enters ZYNEX INC with 17.33M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 7/9/2018ACC: 0001144204-18-037630
Officer10% Owner· President, CEO and Chairman
Since Jul 2018
17.33M
Baseline shares
12% direct
2.13M
Direct ownership
1 position
394.57K
Derivative underlying
3 instruments
2
Security positions
15.20M indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned2.13M
Common Stock
IndirectShares owned15.20M
Total
2.13M direct·15.20M indirect17.33M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.13M | Direct |
| Common Stock | 15.20M | Indirect |
| Total | 17.33M | 2.13M direct·15.20M indirect |
Derivative Holdings3
Option to Purchase Common Stock
DirectUnderlying security
A
Underlying shares
203.57K
Shares owned
N/A
Exercise price
0.14
Expiration
—
Exercise window
—
Option to Purchase Common Stock
DirectUnderlying security
A
Underlying shares
190K
Shares owned
N/A
Exercise price
0.22
Expiration
—
Exercise window
—
Option to Purchase Common Stock
DirectUnderlying security
A
Underlying shares
1K
Shares owned
N/A
Exercise price
2.76
Expiration
—
Exercise window
—
Total
Underlying
394.57K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option to Purchase Common Stock Direct | A | 0.14 | — | — | 203.57K | N/A |
| Option to Purchase Common Stock Direct | A | 0.22 | — | — | 190K | N/A |
| Option to Purchase Common Stock Direct | A | 2.76 | — | — | 1K | N/A |
| Total | 394.57K | 0.00 | ||||