Filed: 4/7/2023ACC: 0001085146-23-001555
📋 What this filing means
SANDERS MORRIS HARRIS LLC filed this quarterly 13F‑HR report disclosing 142 equity positions with a total reported market value of $286.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
142
Positions
$286.21M
Total AUM (reported)
11.10M
Total Shares
Allocation by class
COM$166.55M58.2%
UNIT SER 1$85.66M29.9%
INNOVATION ETF$9.99M3.5%
CL A$4.65M1.6%
UNIT LTD PARTN$3.39M1.2%
CLASS A COM$1.99M0.7%
SHS$1.55M0.5%
Portfolio Concentration
Top 3$147.98M51.7%
4–10$64.84M22.7%
11–25$30.29M10.6%
Rest$43.10M15.1%
Top 3 weight
51.7%
Top 10 weight
74.4%
Voting Authority Distribution
Total shares with voting rights: 11.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole142
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings142
Rows:
INVESCO QQQ TR
SOLEShares266.92K
TypeSH
Market value$85.66M
29.93%
Sole
0.00
Shared
0.00
None
266.92K
BLACKSTONE INC
SOLEShares540.50K
TypeSH
Market value$47.48M
16.59%
Sole
0.00
Shared
0.00
None
540.50K
ENTERPRISE PRODS PARTNERS L
SOLEShares573.03K
TypeSH
Market value$14.84M
5.19%
Sole
0.00
Shared
0.00
None
573.03K
CAPITAL SOUTHWEST CORP
SOLEShares723.09K
TypeSH
Market value$12.86M
4.49%
Sole
0.00
Shared
0.00
None
723.09K
ELANCO ANIMAL HEALTH INC
SOLEShares1.08M
TypeSH
Market value$10.20M
3.56%
Sole
0.00
Shared
0.00
None
1.08M
APPLE INC
SOLEShares61.50K
TypeSH
Market value$10.14M
3.54%
Sole
0.00
Shared
0.00
None
61.50K
ARK ETF TR
SOLEShares247.76K
TypeSH
Market value$9.99M
3.49%
Sole
0.00
Shared
0.00
None
247.76K
MAIN STR CAP CORP
SOLEShares218.56K
TypeSH
Market value$8.62M
3.01%
Sole
0.00
Shared
0.00
None
218.56K
VOX ROYALTY CORP
SOLEShares2.15M
TypeSH
Market value$6.64M
2.32%
Sole
0.00
Shared
0.00
None
2.15M
RESERVOIR MEDIA INC
SOLEShares978.17K
TypeSH
Market value$6.38M
2.23%
Sole
0.00
Shared
0.00
None
978.17K
EXXON MOBIL CORP
SOLEShares43.93K
TypeSH
Market value$4.82M
1.68%
Sole
0.00
Shared
0.00
None
43.93K
GENESIS ENERGY L P
SOLEShares301.30K
TypeSH
Market value$3.39M
1.19%
Sole
0.00
Shared
0.00
None
301.30K
SOUTHWEST AIRLS CO
SOLEShares91.10K
TypeSH
Market value$2.96M
1.04%
Sole
0.00
Shared
0.00
None
91.10K
LILLY ELI & CO
SOLEShares6.79K
TypeSH
Market value$2.33M
0.81%
Sole
0.00
Shared
0.00
None
6.79K
WALGREENS BOOTS ALLIANCE INC
SOLEShares59.50K
TypeSH
Market value$2.06M
0.72%
Sole
0.00
Shared
0.00
None
59.50K
EARTHSTONE ENERGY INC
SOLEShares152.30K
TypeSH
Market value$1.98M
0.69%
Sole
0.00
Shared
0.00
None
152.30K
MICROSOFT CORP
SOLEShares6.63K
TypeSH
Market value$1.91M
0.67%
Sole
0.00
Shared
0.00
None
6.63K
BRISTOL-MYERS SQUIBB CO
SOLEShares25.01K
TypeSH
Market value$1.73M
0.61%
Sole
0.00
Shared
0.00
None
25.01K
JPMORGAN CHASE & CO
SOLEShares12.91K
TypeSH
Market value$1.68M
0.59%
Sole
0.00
Shared
0.00
None
12.91K
SERA PROGNOSTICS INC
SOLEShares436.44K
TypeSH
Market value$1.67M
0.58%
Sole
0.00
Shared
0.00
None
436.44K
HOME DEPOT INC
SOLEShares5.16K
TypeSH
Market value$1.52M
0.53%
Sole
0.00
Shared
0.00
None
5.16K
COMSTOCK RES INC
SOLEShares116K
TypeSH
Market value$1.25M
0.44%
Sole
0.00
Shared
0.00
None
116K
NVIDIA CORPORATION
SOLEShares4.01K
TypeSH
Market value$1.11M
0.39%
Sole
0.00
Shared
0.00
None
4.01K
SEABOARD CORP DEL
SOLEShares250.00
TypeSH
Market value$942.5K
0.33%
Sole
0.00
Shared
0.00
None
250.00
LINDE PLC
SOLEShares2.60K
TypeSH
Market value$915.4K
0.32%
Sole
0.00
Shared
0.00
None
2.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 266.92K | SH | $85.66M 29.93% | 0.00 | 0.00 | 266.92K |
BLACKSTONE INCSOLE | COM | 540.50K | SH | $47.48M 16.59% | 0.00 | 0.00 | 540.50K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 573.03K | SH | $14.84M 5.19% | 0.00 | 0.00 | 573.03K |
CAPITAL SOUTHWEST CORPSOLE | COM | 723.09K | SH | $12.86M 4.49% | 0.00 | 0.00 | 723.09K |
ELANCO ANIMAL HEALTH INCSOLE | COM | 1.08M | SH | $10.20M 3.56% | 0.00 | 0.00 | 1.08M |
APPLE INCSOLE | COM | 61.50K | SH | $10.14M 3.54% | 0.00 | 0.00 | 61.50K |
ARK ETF TRSOLE | INNOVATION ETF | 247.76K | SH | $9.99M 3.49% | 0.00 | 0.00 | 247.76K |
MAIN STR CAP CORPSOLE | COM | 218.56K | SH | $8.62M 3.01% | 0.00 | 0.00 | 218.56K |
VOX ROYALTY CORPSOLE | COM | 2.15M | SH | $6.64M 2.32% | 0.00 | 0.00 | 2.15M |
RESERVOIR MEDIA INCSOLE | COM | 978.17K | SH | $6.38M 2.23% | 0.00 | 0.00 | 978.17K |
EXXON MOBIL CORPSOLE | COM | 43.93K | SH | $4.82M 1.68% | 0.00 | 0.00 | 43.93K |
GENESIS ENERGY L PSOLE | UNIT LTD PARTN | 301.30K | SH | $3.39M 1.19% | 0.00 | 0.00 | 301.30K |
SOUTHWEST AIRLS COSOLE | COM | 91.10K | SH | $2.96M 1.04% | 0.00 | 0.00 | 91.10K |
LILLY ELI & COSOLE | COM | 6.79K | SH | $2.33M 0.81% | 0.00 | 0.00 | 6.79K |
WALGREENS BOOTS ALLIANCE INCSOLE | COM | 59.50K | SH | $2.06M 0.72% | 0.00 | 0.00 | 59.50K |
EARTHSTONE ENERGY INCSOLE | CL A | 152.30K | SH | $1.98M 0.69% | 0.00 | 0.00 | 152.30K |
MICROSOFT CORPSOLE | COM | 6.63K | SH | $1.91M 0.67% | 0.00 | 0.00 | 6.63K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 25.01K | SH | $1.73M 0.61% | 0.00 | 0.00 | 25.01K |
JPMORGAN CHASE & COSOLE | COM | 12.91K | SH | $1.68M 0.59% | 0.00 | 0.00 | 12.91K |
SERA PROGNOSTICS INCSOLE | CLASS A COM | 436.44K | SH | $1.67M 0.58% | 0.00 | 0.00 | 436.44K |
HOME DEPOT INCSOLE | COM | 5.16K | SH | $1.52M 0.53% | 0.00 | 0.00 | 5.16K |
COMSTOCK RES INCSOLE | COM | 116K | SH | $1.25M 0.44% | 0.00 | 0.00 | 116K |
NVIDIA CORPORATIONSOLE | COM | 4.01K | SH | $1.11M 0.39% | 0.00 | 0.00 | 4.01K |
SEABOARD CORP DELSOLE | COM | 250.00 | SH | $942.5K 0.33% | 0.00 | 0.00 | 250.00 |
LINDE PLCSOLE | SHS | 2.60K | SH | $915.4K 0.32% | 0.00 | 0.00 | 2.60K |
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