SANDBERG DAVID reported 2 transactions at SMTC CORP
Review the transaction codes below to understand the nature of each event.
Filed: 6/27/2019ACC: 0001437749-19-012933
0.00
Net shares
Net seller
$251.7K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
80.16K acquired · 80.16K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+27.88K
Price / share
$3.14
Trade value
$87.54K
% of position
2.9%
6/25/2019
953.05K→980.93K
Common Stock
Indirect
Shares
+52.28K
Price / share
$3.14
Trade value
$164.17K
% of position
2.3%
6/25/2019
2.29M→2.34M
Total
Net shares
+80.16K
Net value
$251.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/25/2019 | X · X | +27.88K | $3.14 | $87.54K | 2.9% | 953.05K | 980.93K |
| Common Stock Indirect | 6/25/2019 | X · X | +52.28K | $3.14 | $164.17K | 2.3% | 2.29M | 2.34M |
| Total | +80.16K | $251.71K | ||||||
Derivative Transactions2
Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
27.88K shares
Shares
−27.88K
Strike price
3.14
Held after
0.00
Exercisable
—
6/25/2019
Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
52.28K shares
Shares
−52.28K
Strike price
3.14
Held after
0.00
Exercisable
—
6/25/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Indirect | Common Stock27.88K shares | 6/25/2019 | X · X | −27.88K | 3.14 | — | 0.00 |
| Subscription Rights (right to buy) Indirect | Common Stock52.28K shares | 6/25/2019 | X · X | −52.28K | 3.14 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.82M
Common Stock
DirectShares owned1.05M
Total
1.05M direct·1.82M indirect2.87M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.82M | Indirect |
| Common Stock | 1.05M | Direct |
| Total | 2.87M | 1.05M direct·1.82M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported