SANDBERG DAVID reported 3 transactions at SMTC CORP
Review the transaction codes below to understand the nature of each event.
Filed: 6/24/2019ACC: 0001437749-19-012567
0.00
Net shares
Net seller
$1.56M
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
497.79K acquired · 497.79K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+114.55K
Price / share
$3.14
Trade value
$359.68K
% of position
12.2%
6/20/2019
939.29K→1.05M
Common Stock
Indirect
Shares
+134.63K
Price / share
$3.14
Trade value
$422.73K
% of position
16.4%
6/20/2019
818.42K→953.05K
Common Stock
Indirect
Shares
+248.62K
Price / share
$3.14
Trade value
$780.67K
% of position
12.2%
6/20/2019
2.04M→2.29M
Total
Net shares
+497.79K
Net value
$1.56M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/20/2019 | X · X | +114.55K | $3.14 | $359.68K | 12.2% | 939.29K | 1.05M |
| Common Stock Indirect | 6/20/2019 | X · X | +134.63K | $3.14 | $422.73K | 16.4% | 818.42K | 953.05K |
| Common Stock Indirect | 6/20/2019 | X · X | +248.62K | $3.14 | $780.67K | 12.2% | 2.04M | 2.29M |
| Total | +497.79K | $1.56M | ||||||
Derivative Transactions3
Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
134.63K shares
Shares
−134.63K
Strike price
3.14
Held after
0.00
Exercisable
—
6/20/2019
Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
248.62K shares
Shares
−248.62K
Strike price
3.14
Held after
0.00
Exercisable
—
6/20/2019
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
114.55K shares
Shares
−114.55K
Strike price
3.14
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Indirect | Common Stock134.63K shares | 6/20/2019 | X · X | −134.63K | 3.14 | — | 0.00 |
| Subscription Rights (right to buy) Indirect | Common Stock248.62K shares | 6/20/2019 | X · X | −248.62K | 3.14 | — | 0.00 |
| Subscription Rights (right to buy) Direct | Common Stock114.55K shares | 6/20/2019 | X · X | −114.55K | 3.14 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.82M
Total
1.82M indirect1.82M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.82M | Indirect |
| Total | 1.82M | 1.82M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported