SAMUELS H. BENJAMIN exercised options at WORKHORSE GROUP INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/25/2020ACC: 0001628280-20-013052
0.00
Net shares
Net seller
$422.6K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
60K acquired · 60K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value per share
Direct
Shares
+10K
Price / share
$7.21
Trade value
$72.10K
% of position
1.7%
8/24/2020
583.70K→593.70K
Common Stock, $0.001 par value per share
Direct
Shares
+50K
Price / share
$7.01
Trade value
$350.50K
% of position
9.4%
8/24/2020
533.70K→583.70K
Total
Net shares
+60K
Net value
$422.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share Direct | 8/24/2020 | M · Option Exercise | +10K | $7.21 | $72.10K | 1.7% | 583.70K | 593.70K |
| Common Stock, $0.001 par value per share Direct | 8/24/2020 | M · Option Exercise | +50K | $7.01 | $350.50K | 9.4% | 533.70K | 583.70K |
| Total | +60K | $422.60K | ||||||
Derivative Transactions2
Stock Options
Direct
Converts to
Common Stock, $0.001 par value per share
10K shares
Shares
−10K
Strike price
7.21
Held after
0.00
Exercisable
—
8/24/2020
Stock Options
Direct
Converts to
Common Stock, $0.001 par value per share
50K shares
Shares
−50K
Strike price
7.01
Held after
0.00
Exercisable
—
8/24/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock, $0.001 par value per share10K shares | 8/24/2020 | M · Option Exercise | −10K | 7.21 | — | 0.00 |
| Stock Options Direct | Common Stock, $0.001 par value per share50K shares | 8/24/2020 | M · Option Exercise | −50K | 7.01 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock, $0.001 par value per share
IndirectShares owned645.42K
Common Stock, $0.001 par value per share
IndirectShares owned420.96K
Total
1.07M indirect1.07M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.001 par value per share | 645.42K | Indirect |
| Common Stock, $0.001 par value per share | 420.96K | Indirect |
| Total | 1.07M | 1.07M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported