SAMUELS H. BENJAMIN

PrivateCIK: 1661669

Location

LOVELAND, OH

SAMUELS H. BENJAMIN received a stock award from WORKHORSE GROUP INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

SAMUELS H. BENJAMIN

Filed: 5/26/2020ACC: 0001628280-20-008407

InsiderSAMUELS H. BENJAMINCIK 1661669

→

IssuerWORKHORSE GROUP INC.CIK 1425287

Director

Since Feb 2019

+22.64K

Net shares

Net buyer

$60.0K

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

22.64K acquired

Non-Derivative Transactions1

Common Stock, $0.001 par value per share

Direct

A · Award

Shares

+22.64K

Price / share

$2.65

Trade value

$60K

% of position

4.4%

5/21/2020

511.06K→533.70K

Total

Net shares

+22.64K

Net value

$60K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.001 par value per share Direct	5/21/2020	A · Award	+22.64K	$2.65	$60K	4.4%	511.06K	533.70K
Total			+22.64K		$60K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)2

Common Stock, $0.001 par value per share

Indirect

Shares owned765.09K

Common Stock, $0.001 par value per share

Indirect

Shares owned420.96K

Total

1.19M indirect1.19M

Security Title	Shares Owned	Ownership Type
Common Stock, $0.001 par value per share	765.09K	Indirect
Common Stock, $0.001 par value per share	420.96K	Indirect
Total	1.19M	1.19M indirect

Derivative Holdings (Post-Transaction)4

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

428.57K

Shares owned

428.57K

Exercise price

5.28

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

50K

Shares owned

50K

Exercise price

7.01

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.001 par value per share

Underlying shares

10K

Shares owned

10K

Exercise price

7.21

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock, Par Value $0.001

Underlying shares

142.86K

Shares owned

142.86K

Exercise price

5.28

Expiration

—

Exercise window

—

Total

Underlying

631.43K

Owned

631.43K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Common Stock Purchase Warrant Indirect	Common Stock, $0.001 par value per share	5.28	—	—	428.57K	428.57K
Stock Options Direct	Common Stock, $0.001 par value per share	7.01	—	—	50K	50K
Stock Options Direct	Common Stock, $0.001 par value per share	7.21	—	—	10K	10K
Common Stock Purchase Warrant Indirect	Common Stock, Par Value $0.001	5.28	—	—	142.86K	142.86K
Total					631.43K	631.43K

SAMUELS H. BENJAMIN — Insider Transaction (Form 4) Filed May 26, 2020 | Finecho