SAMUELS H. BENJAMIN

PrivateCIK: 1661669

Location

LOVELAND, OH

SAMUELS H. BENJAMIN received a stock award from WORKHORSE GROUP INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

SAMUELS H. BENJAMIN

Filed: 11/12/2019ACC: 0001213900-19-023005

InsiderSAMUELS H. BENJAMINCIK 1661669

→

IssuerWORKHORSE GROUP INC.CIK 1425287

Director

Since Feb 2019

+71.71K

Net shares

Net buyer

$180.0K

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

71.71K acquired

Non-Derivative Transactions1

Common Stock, $0.001 par value per share

Direct

A · Award

Shares

+71.71K

Price / share

$2.51

Trade value

$180K

% of position

16.3%

11/6/2019

439.35K→511.06K

Total

Net shares

+71.71K

Net value

$180K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.001 par value per share Direct	11/6/2019	A · Award	+71.71K	$2.51	$180K	16.3%	439.35K	511.06K
Total			+71.71K		$180K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)3

Common Stock, $0.001 par value per share

Indirect

Shares owned765.09K

Common Stock, $0.001 par value per share

Direct

Shares owned439.35K

Common Stock, $0.001 par value per share

Indirect

Shares owned420.96K

Total

439.35K direct·1.19M indirect1.63M

Security Title	Shares Owned	Ownership Type
Common Stock, $0.001 par value per share	765.09K	Indirect
Common Stock, $0.001 par value per share	439.35K	Direct
Common Stock, $0.001 par value per share	420.96K	Indirect
Total	1.63M	439.35K direct·1.19M indirect

Derivative Holdings (Post-Transaction)4

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock, Par Value

Underlying shares

428.57K

Shares owned

428.57K

Exercise price

5.28

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, Par Value $0.001

Underlying shares

50K

Shares owned

50K

Exercise price

7.01

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, Par Value $0.001

Underlying shares

10K

Shares owned

10K

Exercise price

7.21

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock, Par Value $0.001

Underlying shares

142.86K

Shares owned

142.86K

Exercise price

5.28

Expiration

—

Exercise window

—

Total

Underlying

631.43K

Owned

631.43K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Common Stock Purchase Warrant Indirect	Common Stock, Par Value	5.28	—	—	428.57K	428.57K
Stock Options Direct	Common Stock, Par Value $0.001	7.01	—	—	50K	50K
Stock Options Direct	Common Stock, Par Value $0.001	7.21	—	—	10K	10K
Common Stock Purchase Warrant Indirect	Common Stock, Par Value $0.001	5.28	—	—	142.86K	142.86K
Total					631.43K	631.43K

SAMUELS H. BENJAMIN — Insider Transaction (Form 4) Filed Nov 12, 2019 | Finecho