SAMLYN CAPITAL, LLC

Filed: 4/26/2019ACC: 0000919574-19-003054

InsiderSAMLYN CAPITAL, LLCCIK 1421097

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IssuerAPPLIED MINERALS, INC.CIK 8328

10% Owner

Since Apr 2019

+500K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

500K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions4

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Direct

A · Award

Converts to

COMMON STOCK

364K shares

+364K

Strike price

0.04

Held after

364K

Exercisable

—

4/25/2019

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Indirect

A · Award

Converts to

COMMON STOCK

0.00 shares

+0.00

Strike price

0.04

Held after

364K

Exercisable

—

4/25/2019

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Direct

A · Award

Converts to

COMMON STOCK

136K shares

+136K

Strike price

0.04

Held after

136K

Exercisable

—

4/25/2019

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Indirect

A · Award

Converts to

COMMON STOCK

0.00 shares

+0.00

Strike price

0.04

Held after

136K

Exercisable

—

4/25/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Direct	COMMON STOCK364K shares	4/25/2019	A · Award	+364K	0.04	—	364K
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Indirect	COMMON STOCK0.00 shares	4/25/2019	A · Award	+0.00	0.04	—	364K
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Direct	COMMON STOCK136K shares	4/25/2019	A · Award	+136K	0.04	—	136K
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Indirect	COMMON STOCK0.00 shares	4/25/2019	A · Award	+0.00	0.04	—	136K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)12

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Indirect

Underlying security

COMMON STOCK

Underlying shares

0.00

Shares owned

44.10K

Exercise price

0.12

Expiration

—

Exercise window

—

WARRANT (RIGHT TO PURCHASE COMMON STOCK)

Direct

Underlying security

COMMON STOCK

Underlying shares

2.06M

Shares owned

2.06M

Exercise price

0.10

Expiration

—

Exercise window

—

SERIES A CONVERTIBLE NOTE

Direct

Underlying security

COMMON STOCK

Underlying shares

N/A

Shares owned

1.00

Exercise price

0.40

Expiration

—

Exercise window

—

WARRANT (RIGHT TO PURCHASE COMMON STOCK)

Indirect

Underlying security

COMMON STOCK

Underlying shares

0.00

Shares owned

2.06M

Exercise price

0.10

Expiration

—

Exercise window

—

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Direct

Underlying security

COMMON STOCK

Underlying shares

44.10K

Shares owned

44.10K

Exercise price

0.12

Expiration

—

Exercise window

—

SERIES A CONVERTIBLE NOTE

Direct

Underlying security

COMMON STOCK

Underlying shares

N/A

Shares owned

1.00

Exercise price

0.40

Expiration

—

Exercise window

—

WARRANT (RIGHT TO PURCHASE COMMON STOCK)

Indirect

Underlying security

COMMON STOCK

Underlying shares

0.00

Shares owned

1.10M

Exercise price

0.10

Expiration

—

Exercise window

—

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Direct

Underlying security

COMMON STOCK

Underlying shares

129.51K

Shares owned

129.51K

Exercise price

0.12

Expiration

—

Exercise window

—

WARRANT (RIGHT TO PURCHASE COMMON STOCK)

Direct

Underlying security

COMMON STOCK

Underlying shares

1.10M

Shares owned

1.10M

Exercise price

0.10

Expiration

—

Exercise window

—

SERIES A CONVERTIBLE NOTE

Indirect

Underlying security

COMMON STOCK

Underlying shares

0.00

Shares owned

1.00

Exercise price

0.40

Expiration

—

Exercise window

—

STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)

Indirect

Underlying security

COMMON STOCK

Underlying shares

0.00

Shares owned

129.51K

Exercise price

0.12

Expiration

—

Exercise window

—

SERIES A CONVERTIBLE NOTE

Indirect

Underlying security

COMMON STOCK

Underlying shares

0.00

Shares owned

1.00

Exercise price

0.40

Expiration

—

Exercise window

—

Total

Underlying

3.34M

Owned

6.68M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Indirect	COMMON STOCK	0.12	—	—	0.00	44.10K
WARRANT (RIGHT TO PURCHASE COMMON STOCK) Direct	COMMON STOCK	0.10	—	—	2.06M	2.06M
SERIES A CONVERTIBLE NOTE Direct	COMMON STOCK	0.40	—	—	N/A	1.00
WARRANT (RIGHT TO PURCHASE COMMON STOCK) Indirect	COMMON STOCK	0.10	—	—	0.00	2.06M
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Direct	COMMON STOCK	0.12	—	—	44.10K	44.10K
SERIES A CONVERTIBLE NOTE Direct	COMMON STOCK	0.40	—	—	N/A	1.00
WARRANT (RIGHT TO PURCHASE COMMON STOCK) Indirect	COMMON STOCK	0.10	—	—	0.00	1.10M
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Direct	COMMON STOCK	0.12	—	—	129.51K	129.51K
WARRANT (RIGHT TO PURCHASE COMMON STOCK) Direct	COMMON STOCK	0.10	—	—	1.10M	1.10M
SERIES A CONVERTIBLE NOTE Indirect	COMMON STOCK	0.40	—	—	0.00	1.00
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK) Indirect	COMMON STOCK	0.12	—	—	0.00	129.51K
SERIES A CONVERTIBLE NOTE Indirect	COMMON STOCK	0.40	—	—	0.00	1.00
Total					3.34M	6.68M