Filed: 11/14/2023ACC: 0001172661-23-003957
📋 What this filing means
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC filed this quarterly 13F‑HR report disclosing 95 equity positions with a total reported market value of $229.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
95
Positions
$229.68M
Total AUM (reported)
4.91M
Total Shares
Allocation by class
US CORE EQUITY 2$51.75M22.5%
COM$32.48M14.1%
UNIT SER 1$30.34M13.2%
US HIGH PROFITAB$27.15M11.8%
TR UNIT$18.57M8.1%
US SMALL CAP VAL$11.95M5.2%
U.S. MED DVC ETF$4.92M2.1%
Portfolio Concentration
Top 3$109.25M47.6%
4–10$56.28M24.5%
11–25$31.83M13.9%
Rest$32.32M14.1%
Top 3 weight
47.6%
Top 10 weight
72.1%
Voting Authority Distribution
Total shares with voting rights: 4.91M
Sole
Full voting authority
4.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole95
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings95
Rows:
DIMENSIONAL ETF TRUST
SOLEShares1.98M
TypeSH
Market value$51.75M
22.53%
Sole
1.98M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares84.66K
TypeSH
Market value$30.34M
13.21%
Sole
84.66K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares1.06M
TypeSH
Market value$27.15M
11.82%
Sole
1.06M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares43.43K
TypeSH
Market value$18.57M
8.09%
Sole
43.43K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares471.47K
TypeSH
Market value$11.95M
5.20%
Sole
471.47K
Shared
0.00
None
0.00
APPLE INC
SOLEShares41.41K
TypeSH
Market value$7.09M
3.09%
Sole
41.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares101.37K
TypeSH
Market value$4.92M
2.14%
Sole
101.37K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares12.49K
TypeSH
Market value$4.91M
2.14%
Sole
12.49K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares19.77K
TypeSH
Market value$4.65M
2.03%
Sole
19.77K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares88.72K
TypeSH
Market value$4.19M
1.83%
Sole
88.72K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares28.44K
TypeSH
Market value$4.19M
1.83%
Sole
28.44K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares24.20K
TypeSH
Market value$3.76M
1.64%
Sole
24.20K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares64.42K
TypeSH
Market value$2.60M
1.13%
Sole
64.42K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares7.99K
TypeSH
Market value$2.52M
1.10%
Sole
7.99K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.09K
TypeSH
Market value$2.40M
1.04%
Sole
33.09K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares17.59K
TypeSH
Market value$2.24M
0.97%
Sole
17.59K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares44.45K
TypeSH
Market value$2.07M
0.90%
Sole
44.45K
Shared
0.00
None
0.00
ARK ETF TR
SOLEShares49.79K
TypeSH
Market value$1.98M
0.86%
Sole
49.79K
Shared
0.00
None
0.00
AT&T INC
SOLEShares107.61K
TypeSH
Market value$1.62M
0.70%
Sole
107.61K
Shared
0.00
None
0.00
SKYWORKS SOLUTIONS INC
SOLEShares15.60K
TypeSH
Market value$1.54M
0.67%
Sole
15.60K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares27.79K
TypeSH
Market value$1.52M
0.66%
Sole
27.79K
Shared
0.00
None
0.00
JEFFERIES FINL GROUP INC
SOLEShares39.44K
TypeSH
Market value$1.44M
0.63%
Sole
39.44K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares49.54K
TypeSH
Market value$1.36M
0.59%
Sole
49.54K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.87K
TypeSH
Market value$1.34M
0.58%
Sole
12.87K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares27.35K
TypeSH
Market value$1.27M
0.55%
Sole
27.35K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 1.98M | SH | $51.75M 22.53% | 1.98M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 84.66K | SH | $30.34M 13.21% | 84.66K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | US HIGH PROFITAB | 1.06M | SH | $27.15M 11.82% | 1.06M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 43.43K | SH | $18.57M 8.09% | 43.43K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | US SMALL CAP VAL | 471.47K | SH | $11.95M 5.20% | 471.47K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 41.41K | SH | $7.09M 3.09% | 41.41K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. MED DVC ETF | 101.37K | SH | $4.92M 2.14% | 101.37K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 12.49K | SH | $4.91M 2.14% | 12.49K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 19.77K | SH | $4.65M 2.03% | 19.77K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE LT USDB ETF | 88.72K | SH | $4.19M 1.83% | 88.72K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 28.44K | SH | $4.19M 1.83% | 28.44K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 24.20K | SH | $3.76M 1.64% | 24.20K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | CORE FIXED INCOM | 64.42K | SH | $2.60M 1.13% | 64.42K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 7.99K | SH | $2.52M 1.10% | 7.99K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 33.09K | SH | $2.40M 1.04% | 33.09K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 17.59K | SH | $2.24M 0.97% | 17.59K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | US EQUITY ETF | 44.45K | SH | $2.07M 0.90% | 44.45K | 0.00 | 0.00 |
ARK ETF TRSOLE | INNOVATION ETF | 49.79K | SH | $1.98M 0.86% | 49.79K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 107.61K | SH | $1.62M 0.70% | 107.61K | 0.00 | 0.00 |
SKYWORKS SOLUTIONS INCSOLE | COM | 15.60K | SH | $1.54M 0.67% | 15.60K | 0.00 | 0.00 |
ISHARES TRSOLE | CALIF MUN BD ETF | 27.79K | SH | $1.52M 0.66% | 27.79K | 0.00 | 0.00 |
JEFFERIES FINL GROUP INCSOLE | COM | 39.44K | SH | $1.44M 0.63% | 39.44K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 49.54K | SH | $1.36M 0.59% | 49.54K | 0.00 | 0.00 |
ISHARES TRSOLE | TIPS BD ETF | 12.87K | SH | $1.34M 0.58% | 12.87K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | SHORT DURATION F | 27.35K | SH | $1.27M 0.55% | 27.35K | 0.00 | 0.00 |
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