Filed: 1/26/2023ACC: 0001172661-23-000300
📋 What this filing means
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $162.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
98
Positions
$162.22M
Total AUM (reported)
2.02M
Total Shares
Allocation by class
COM$27.46M16.9%
UNIT SER 1$24.02M14.8%
DIV APP ETF$15.20M9.4%
TR UNIT$9.67M6.0%
U.S. MED DVC ETF$6.88M4.2%
US CORE EQUITY 2$6.01M3.7%
S&P 500 ETF SHS$5.35M3.3%
Portfolio Concentration
Top 3$48.90M30.1%
4–10$37.89M23.4%
11–25$40.49M25.0%
Rest$34.95M21.5%
Top 3 weight
30.1%
Top 10 weight
53.5%
Voting Authority Distribution
Total shares with voting rights: 2.02M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.02M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole98
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings98
Rows:
INVESCO QQQ TR
SOLEShares90.18K
TypeSH
Market value$24.02M
14.81%
Sole
0.00
Shared
0.00
None
90.18K
VANGUARD SPECIALIZED FUNDS
SOLEShares100.11K
TypeSH
Market value$15.20M
9.37%
Sole
0.00
Shared
0.00
None
100.11K
SPDR S&P 500 ETF TR
SOLEShares25.28K
TypeSH
Market value$9.67M
5.96%
Sole
0.00
Shared
0.00
None
25.28K
ISHARES TR
SOLEShares130.80K
TypeSH
Market value$6.88M
4.24%
Sole
0.00
Shared
0.00
None
130.80K
DIMENSIONAL ETF TRUST
SOLEShares247.45K
TypeSH
Market value$6.01M
3.70%
Sole
0.00
Shared
0.00
None
247.45K
VANGUARD INDEX FDS
SOLEShares15.21K
TypeSH
Market value$5.35M
3.30%
Sole
0.00
Shared
0.00
None
15.21K
VANGUARD WORLD FDS
SOLEShares26.31K
TypeSH
Market value$5.05M
3.11%
Sole
0.00
Shared
0.00
None
26.31K
VANGUARD WORLD FDS
SOLEShares19.95K
TypeSH
Market value$4.95M
3.05%
Sole
0.00
Shared
0.00
None
19.95K
ISHARES TR
SOLEShares13.88K
TypeSH
Market value$4.84M
2.98%
Sole
0.00
Shared
0.00
None
13.88K
ISHARES TR
SOLEShares94.70K
TypeSH
Market value$4.82M
2.97%
Sole
0.00
Shared
0.00
None
94.70K
INVESCO EXCH TRADED FD TR II
SOLEShares41.67K
TypeSH
Market value$4.56M
2.81%
Sole
0.00
Shared
0.00
None
41.67K
APPLE INC
SOLEShares33.48K
TypeSH
Market value$4.35M
2.68%
Sole
0.00
Shared
0.00
None
33.48K
VANGUARD WORLD FDS
SOLEShares23.49K
TypeSH
Market value$3.61M
2.22%
Sole
0.00
Shared
0.00
None
23.49K
ISHARES TR
SOLEShares47.07K
TypeSH
Market value$3.39M
2.09%
Sole
0.00
Shared
0.00
None
47.07K
ISHARES TR
SOLEShares30.77K
TypeSH
Market value$3.28M
2.02%
Sole
0.00
Shared
0.00
None
30.77K
DIMENSIONAL ETF TRUST
SOLEShares73.55K
TypeSH
Market value$3.23M
1.99%
Sole
0.00
Shared
0.00
None
73.55K
DIMENSIONAL ETF TRUST
SOLEShares68.40K
TypeSH
Market value$2.85M
1.75%
Sole
0.00
Shared
0.00
None
68.40K
SPDR GOLD TR
SOLEShares13.58K
TypeSH
Market value$2.30M
1.42%
Sole
0.00
Shared
0.00
None
13.58K
HEICO CORP NEW
SOLEShares18.18K
TypeSH
Market value$2.18M
1.34%
Sole
0.00
Shared
0.00
None
18.18K
ISHARES TR
SOLEShares35.16K
TypeSH
Market value$1.97M
1.22%
Sole
0.00
Shared
0.00
None
35.16K
ARK ETF TR
SOLEShares60.95K
TypeSH
Market value$1.91M
1.17%
Sole
0.00
Shared
0.00
None
60.95K
BANK AMERICA CORP
SOLEShares57.51K
TypeSH
Market value$1.90M
1.17%
Sole
0.00
Shared
0.00
None
57.51K
AT&T INC
SOLEShares98.56K
TypeSH
Market value$1.81M
1.12%
Sole
0.00
Shared
0.00
None
98.56K
MICROSOFT CORP
SOLEShares7.15K
TypeSH
Market value$1.72M
1.06%
Sole
0.00
Shared
0.00
None
7.15K
DIMENSIONAL ETF TRUST
SOLEShares65.79K
TypeSH
Market value$1.42M
0.88%
Sole
0.00
Shared
0.00
None
65.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 90.18K | SH | $24.02M 14.81% | 0.00 | 0.00 | 90.18K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 100.11K | SH | $15.20M 9.37% | 0.00 | 0.00 | 100.11K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 25.28K | SH | $9.67M 5.96% | 0.00 | 0.00 | 25.28K |
ISHARES TRSOLE | U.S. MED DVC ETF | 130.80K | SH | $6.88M 4.24% | 0.00 | 0.00 | 130.80K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 247.45K | SH | $6.01M 3.70% | 0.00 | 0.00 | 247.45K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 15.21K | SH | $5.35M 3.30% | 0.00 | 0.00 | 15.21K |
VANGUARD WORLD FDSSOLE | CONSUM STP ETF | 26.31K | SH | $5.05M 3.11% | 0.00 | 0.00 | 26.31K |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 19.95K | SH | $4.95M 3.05% | 0.00 | 0.00 | 19.95K |
ISHARES TRSOLE | ISHARES SEMICDTR | 13.88K | SH | $4.84M 2.98% | 0.00 | 0.00 | 13.88K |
ISHARES TRSOLE | CORE LT USDB ETF | 94.70K | SH | $4.82M 2.97% | 0.00 | 0.00 | 94.70K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 41.67K | SH | $4.56M 2.81% | 0.00 | 0.00 | 41.67K |
APPLE INCSOLE | COM | 33.48K | SH | $4.35M 2.68% | 0.00 | 0.00 | 33.48K |
VANGUARD WORLD FDSSOLE | UTILITIES ETF | 23.49K | SH | $3.61M 2.22% | 0.00 | 0.00 | 23.49K |
ISHARES TRSOLE | MSCI USA MIN VOL | 47.07K | SH | $3.39M 2.09% | 0.00 | 0.00 | 47.07K |
ISHARES TRSOLE | TIPS BD ETF | 30.77K | SH | $3.28M 2.02% | 0.00 | 0.00 | 30.77K |
DIMENSIONAL ETF TRUSTSOLE | US TARGETED VLU | 73.55K | SH | $3.23M 1.99% | 0.00 | 0.00 | 73.55K |
DIMENSIONAL ETF TRUSTSOLE | US EQUITY ETF | 68.40K | SH | $2.85M 1.75% | 0.00 | 0.00 | 68.40K |
SPDR GOLD TRSOLE | GOLD SHS | 13.58K | SH | $2.30M 1.42% | 0.00 | 0.00 | 13.58K |
HEICO CORP NEWSOLE | CL A | 18.18K | SH | $2.18M 1.34% | 0.00 | 0.00 | 18.18K |
ISHARES TRSOLE | CALIF MUN BD ETF | 35.16K | SH | $1.97M 1.22% | 0.00 | 0.00 | 35.16K |
ARK ETF TRSOLE | INNOVATION ETF | 60.95K | SH | $1.91M 1.17% | 0.00 | 0.00 | 60.95K |
BANK AMERICA CORPSOLE | COM | 57.51K | SH | $1.90M 1.17% | 0.00 | 0.00 | 57.51K |
AT&T INCSOLE | COM | 98.56K | SH | $1.81M 1.12% | 0.00 | 0.00 | 98.56K |
MICROSOFT CORPSOLE | COM | 7.15K | SH | $1.72M 1.06% | 0.00 | 0.00 | 7.15K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 65.79K | SH | $1.42M 0.88% | 0.00 | 0.00 | 65.79K |
Page 1 of 4