Insider sale

SABA CAPITAL INCOME & OPPORTUNITIES FUND

$12.17M

1.58M shares

What this filing means

SABA CAPITAL MANAGEMENT, L.P. plans to sell 1.58M shares of SABA CAPITAL INCOME & OPPORTUNITIES FUND valued at approximately $12.17M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.

SABA CAPITAL MANAGEMENT, L.P.

Filed: 1/8/2024ACC: 0001510281-24-000021

InsiderSABA CAPITAL MANAGEMENT, L.P.CIK 1510281

→

IssuerSABA CAPITAL INCOME & OPPORTUNITIES FUNDCIK 826020

10% Owner

Since Sep 2019

1.58M

Shares to sell

$12.17M

Approx. market value

258.30K

Acquired (3 months)

Planned

11 completed

Securities Acquired — Last 3 Months1

Sort

Shares purchased in the open market at prevailing market price

Cash

8/1/2018

258.30K

Total acquired258.30K

Acquisition Date	Type	Amount Acquired	Gift
8/1/2018	Shares purchased in the open market at prevailing market price Cash	258.30K	—
Total		258.30K

Planned & Completed Dispositions16

Sort

Completed

—Completed

Units to sell

9.53K

Market value

$72.4K

12/18/2023

—Completed

Units to sell

45.41K

Market value

$347.6K

12/15/2023

—Completed

Units to sell

112.67K

Market value

$870.7K

12/14/2023

—Completed

Units to sell

11.82K

Market value

$86.5K

10/19/2023

—Completed

Units to sell

33.28K

Market value

$243.6K

10/18/2023

—Completed

Units to sell

17.41K

Market value

$129.2K

10/17/2023

—Completed

Units to sell

8.85K

Market value

$66.4K

10/16/2023

—Completed

Units to sell

5.81K

Market value

$43.6K

10/13/2023

—Completed

Units to sell

3.50K

Market value

$26.4K

10/12/2023

—Completed

Units to sell

9.20K

Market value

$69.4K

10/11/2023

—Completed

Units to sell

26.79K

Market value

$201.9K

10/10/2023

Planned — Approximate Date

NYSEPlanned

Units to sell

258.30K

Market value

$2.00M

1/8/2024

NYSEPlanned

Units to sell

258.30K

Market value

$2.00M

1/8/2024

NYSEPlanned

Units to sell

258.30K

Market value

$2.00M

1/8/2024

NYSEPlanned

Units to sell

258.30K

Market value

$2.00M

1/8/2024

NYSEPlanned

Units to sell

258.30K

Market value

$2.00M

1/8/2024

Total

Units

1.58M

Value

$12.17M

Date	Units to Sell	Approx. Market Value	Exchange	Status
Completed
12/18/2023	9.53K	$72.4K	—	Completed
12/15/2023	45.41K	$347.6K	—	Completed
12/14/2023	112.67K	$870.7K	—	Completed
10/19/2023	11.82K	$86.5K	—	Completed
10/18/2023	33.28K	$243.6K	—	Completed
10/17/2023	17.41K	$129.2K	—	Completed
10/16/2023	8.85K	$66.4K	—	Completed
10/13/2023	5.81K	$43.6K	—	Completed
10/12/2023	3.50K	$26.4K	—	Completed
10/11/2023	9.20K	$69.4K	—	Completed
10/10/2023	26.79K	$201.9K	—	Completed
Planned — Approximate Date
1/8/2024	258.30K	$2.00M	NYSE	Planned
1/8/2024	258.30K	$2.00M	NYSE	Planned
1/8/2024	258.30K	$2.00M	NYSE	Planned
1/8/2024	258.30K	$2.00M	NYSE	Planned
1/8/2024	258.30K	$2.00M	NYSE	Planned
Total	1.58M	$12.17M