Insider sale

SABA CAPITAL INCOME & OPPORTUNITIES FUND

$8.94M

1.15M shares

What this filing means

SABA CAPITAL MANAGEMENT, L.P. plans to sell 1.15M shares of SABA CAPITAL INCOME & OPPORTUNITIES FUND valued at approximately $8.94M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.

SABA CAPITAL MANAGEMENT, L.P.

Filed: 12/14/2023ACC: 0001510281-23-000669

InsiderSABA CAPITAL MANAGEMENT, L.P.CIK 1510281

→

IssuerSABA CAPITAL INCOME & OPPORTUNITIES FUNDCIK 826020

10% Owner

Since Sep 2019

1.15M

Shares to sell

$8.94M

Approx. market value

167.60K

Acquired (3 months)

Planned

18 completed

Securities Acquired — Last 3 Months1

Sort

Shares purchase in the open market at prevailing market price

Cash

8/1/2018

167.60K

Total acquired167.60K

Acquisition Date	Type	Amount Acquired	Gift
8/1/2018	Shares purchase in the open market at prevailing market price Cash	167.60K	—
Total		167.60K

Planned & Completed Dispositions23

Sort

Completed

—Completed

Units to sell

11.82K

Market value

$86.5K

10/19/2023

—Completed

Units to sell

33.28K

Market value

$243.6K

10/18/2023

—Completed

Units to sell

17.41K

Market value

$129.2K

10/17/2023

—Completed

Units to sell

8.85K

Market value

$66.4K

10/16/2023

—Completed

Units to sell

5.81K

Market value

$43.6K

10/13/2023

—Completed

Units to sell

3.50K

Market value

$26.4K

10/12/2023

—Completed

Units to sell

9.20K

Market value

$69.4K

10/11/2023

—Completed

Units to sell

26.79K

Market value

$201.9K

10/10/2023

—Completed

Units to sell

4.73K

Market value

$35.5K

10/6/2023

—Completed

Units to sell

601.00

Market value

$4.6K

10/5/2023

—Completed

Units to sell

19.75K

Market value

$149.7K

10/4/2023

—Completed

Units to sell

18.69K

Market value

$140.9K

10/3/2023

—Completed

Units to sell

4.36K

Market value

$33.6K

10/2/2023

—Completed

Units to sell

18.41K

Market value

$142.7K

9/29/2023

—Completed

Units to sell

23.68K

Market value

$182.8K

9/28/2023

—Completed

Units to sell

21.28K

Market value

$163.5K

9/27/2023

—Completed

Units to sell

24.34K

Market value

$189.3K

9/26/2023

—Completed

Units to sell

63.97K

Market value

$500.3K

9/25/2023

Planned — Approximate Date

NYSEPlanned

Units to sell

167.60K

Market value

$1.31M

12/14/2023

NYSEPlanned

Units to sell

167.60K

Market value

$1.31M

12/14/2023

NYSEPlanned

Units to sell

167.60K

Market value

$1.31M

12/14/2023

NYSEPlanned

Units to sell

167.60K

Market value

$1.31M

12/14/2023

NYSEPlanned

Units to sell

167.60K

Market value

$1.31M

12/14/2023

Total

Units

1.15M

Value

$8.94M

Date	Units to Sell	Approx. Market Value	Exchange	Status
Completed
10/19/2023	11.82K	$86.5K	—	Completed
10/18/2023	33.28K	$243.6K	—	Completed
10/17/2023	17.41K	$129.2K	—	Completed
10/16/2023	8.85K	$66.4K	—	Completed
10/13/2023	5.81K	$43.6K	—	Completed
10/12/2023	3.50K	$26.4K	—	Completed
10/11/2023	9.20K	$69.4K	—	Completed
10/10/2023	26.79K	$201.9K	—	Completed
10/6/2023	4.73K	$35.5K	—	Completed
10/5/2023	601.00	$4.6K	—	Completed
10/4/2023	19.75K	$149.7K	—	Completed
10/3/2023	18.69K	$140.9K	—	Completed
10/2/2023	4.36K	$33.6K	—	Completed
9/29/2023	18.41K	$142.7K	—	Completed
9/28/2023	23.68K	$182.8K	—	Completed
9/27/2023	21.28K	$163.5K	—	Completed
9/26/2023	24.34K	$189.3K	—	Completed
9/25/2023	63.97K	$500.3K	—	Completed
Planned — Approximate Date
12/14/2023	167.60K	$1.31M	NYSE	Planned
12/14/2023	167.60K	$1.31M	NYSE	Planned
12/14/2023	167.60K	$1.31M	NYSE	Planned
12/14/2023	167.60K	$1.31M	NYSE	Planned
12/14/2023	167.60K	$1.31M	NYSE	Planned
Total	1.15M	$8.94M