Filed: 9/17/2021ACC: 0001567619-21-017275
Officer· Controller
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
0
Total transactions
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)6
Monmouth Real Estate Investment Corporation (Pref Series C)
IndirectShares owned370.00
Monmouth Real Estate Investment Corporation
IndirectShares owned368.68
Monmouth Real Estate Investment Corporation
DirectShares owned9.68K
Monmouth Real Estate Investment Corporation
IndirectShares owned323.62
Monmouth Real Estate Investment Corporation
IndirectShares owned885.60
Monmouth Real Estate Investment Corporation
IndirectShares owned109.97
Total
9.68K direct·2.06K indirect11.74K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Monmouth Real Estate Investment Corporation (Pref Series C) | 370.00 | Indirect |
| Monmouth Real Estate Investment Corporation | 368.68 | Indirect |
| Monmouth Real Estate Investment Corporation | 9.68K | Direct |
| Monmouth Real Estate Investment Corporation | 323.62 | Indirect |
| Monmouth Real Estate Investment Corporation | 885.60 | Indirect |
| Monmouth Real Estate Investment Corporation | 109.97 | Indirect |
| Total | 11.74K | 9.68K direct·2.06K indirect |
Derivative Holdings (Post-Transaction)2
Monmouth Real Estate Investment Corporation
DirectUnderlying security
Monmouth Real Estate Investment Corporation
Underlying shares
30K
Shares owned
30K
Exercise price
13.64
Expiration
—
Exercise window
—
Monmouth Real Estate Investment Corporation
DirectUnderlying security
Monmouth Real Estate Investment Corporation
Underlying shares
20K
Shares owned
20K
Exercise price
14.24
Expiration
—
Exercise window
—
Total
Underlying
50K
Owned
50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation Direct | Monmouth Real Estate Investment Corporation | 13.64 | — | — | 30K | 30K |
| Monmouth Real Estate Investment Corporation Direct | Monmouth Real Estate Investment Corporation | 14.24 | — | — | 20K | 20K |
| Total | 50K | 50K | ||||