RYKHUS DANIEL A

PrivateCIK: 1284209

Location

SIOUX FALLS, SD

RYKHUS DANIEL A (President & CEO) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

RYKHUS DANIEL A

Filed: 12/2/2020ACC: 0000082166-20-000156

InsiderRYKHUS DANIEL ACIK 1284209

→

IssuerRAVEN INDUSTRIES INCCIK 82166

DirectorOfficer· President & CEO

Since Aug 2018

-19.27K

Net shares

Net seller

$506.7K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

25.57K acquired · 44.85K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+25.57K

Price / share

$15.61

Trade value

$399.23K

% of position

10.5%

11/30/2020

244.41K→269.98K

Common Stock

Direct

F · Tax Withholding

Shares

−19.27K

Price / share

$26.29

Trade value

$506.71K

% of position

7.1%

11/30/2020

269.98K→250.71K

Total

Net shares

+6.30K

Net value

-$107.49K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/30/2020	M · Option Exercise	+25.57K	$15.61	$399.23K	10.5%	244.41K	269.98K
Common Stock Direct	11/30/2020	F · Tax Withholding	−19.27K	$26.29	$506.71K	7.1%	269.98K	250.71K
Total			+6.30K		-$107.49K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

25.57K shares

Shares

−25.57K

Strike price

15.61

Held after

0.00

Exercisable

—

11/30/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock25.57K shares	11/30/2020	M · Option Exercise	−25.57K	15.61	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

18.23K

Shares owned

18.23K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2020

Direct

Underlying security

Common Stock

Underlying shares

47.44K

Shares owned

47.44K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

26.06K

Shares owned

26.06K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

14.62K

Shares owned

14.62K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

38.40K

Shares owned

38.40K

Exercise price

29.2

Expiration

—

Exercise window

—

Total

Underlying

144.75K

Owned

144.75K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	18.23K	18.23K
Restricted Stock Unit - 2020 Direct	Common Stock		—	—	47.44K	47.44K
Stock Option Direct	Common Stock	35.05	—	—	26.06K	26.06K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	14.62K	14.62K
Stock Option Direct	Common Stock	29.2	—	—	38.40K	38.40K
Total					144.75K	144.75K

RYKHUS DANIEL A — Insider Transaction (Form 4) Filed Dec 2, 2020 | Finecho