RYKHUS DANIEL A

PrivateCIK: 1284209

Location

SIOUX FALLS, SD

RYKHUS DANIEL A (President & CEO) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

RYKHUS DANIEL A

Filed: 2/25/2020ACC: 0000082166-20-000022

InsiderRYKHUS DANIEL ACIK 1284209

→

IssuerRAVEN INDUSTRIES INCCIK 82166

DirectorOfficer· President & CEO

Since Aug 2018

-17.87K

Net shares

Net seller

$555.8K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

25.63K acquired · 43.49K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+25.63K

Price / share

$15.61

Trade value

$400.01K

% of position

11.6%

2/24/2020

220.75K→246.38K

Common Stock

Direct

F · Tax Withholding

Shares

−17.87K

Price / share

$31.10

Trade value

$555.76K

% of position

7.3%

2/24/2020

246.38K→228.51K

Total

Net shares

+7.75K

Net value

-$155.75K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/24/2020	M · Option Exercise	+25.63K	$15.61	$400.01K	11.6%	220.75K	246.38K
Common Stock Direct	2/24/2020	F · Tax Withholding	−17.87K	$31.10	$555.76K	7.3%	246.38K	228.51K
Total			+7.75K		-$155.75K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

25.63K shares

Shares

−25.63K

Strike price

15.61

Held after

25.57K

Exercisable

—

2/24/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock25.63K shares	2/24/2020	M · Option Exercise	−25.63K	15.61	—	25.57K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

14.62K

Shares owned

14.62K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

26.06K

Shares owned

26.06K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

18.23K

Shares owned

18.23K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

16.09K

Shares owned

16.09K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

38.40K

Shares owned

38.40K

Exercise price

29.2

Expiration

—

Exercise window

—

Total

Underlying

113.40K

Owned

113.40K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	14.62K	14.62K
Stock Option Direct	Common Stock	35.05	—	—	26.06K	26.06K
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	18.23K	18.23K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	16.09K	16.09K
Stock Option Direct	Common Stock	29.2	—	—	38.40K	38.40K
Total					113.40K	113.40K

RYKHUS DANIEL A — Insider Transaction (Form 4) Filed Feb 25, 2020 | Finecho