RYKHUS DANIEL A (President & CEO) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

RYKHUS DANIEL A

Filed: 8/28/2018ACC: 0000082166-18-000092

InsiderRYKHUS DANIEL ACIK 1284209

→

IssuerRAVEN INDUSTRIES INCCIK 82166

DirectorOfficer· President & CEO

Since Aug 2018

-46.84K

Net shares

Net seller

$2.28M

Total sold

Open market trades

0B · 0S

Total transactions

67.50K acquired · 114.34K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+17.10K

Price / share

$15.61

Trade value

$266.93K

% of position

10.0%

8/27/2018

170.21K→187.31K

Common Stock

Direct

F · Tax Withholding

−10.06K

Price / share

$48.65

Trade value

$489.27K

% of position

5.4%

8/27/2018

187.31K→177.25K

Common Stock

Direct

M · Option Exercise

+27.40K

Price / share

$32.75

Trade value

$897.35K

% of position

15.5%

8/27/2018

177.25K→204.65K

Common Stock

Direct

F · Tax Withholding

−21.97K

Price / share

$48.65

Trade value

$1.07M

% of position

10.7%

8/27/2018

204.65K→182.68K

Common Stock

Direct

M · Option Exercise

+23K

Price / share

$20.10

Trade value

$462.30K

% of position

12.6%

8/27/2018

182.68K→205.68K

Common Stock

Direct

F · Tax Withholding

−14.81K

Price / share

$48.65

Trade value

$720.70K

% of position

7.2%

8/27/2018

205.68K→190.87K

Total

Net shares

+20.66K

Net value

-$652.18K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/27/2018	M · Option Exercise	+17.10K	$15.61	$266.93K	10.0%	170.21K	187.31K
Common Stock Direct	8/27/2018	F · Tax Withholding	−10.06K	$48.65	$489.27K	5.4%	187.31K	177.25K
Common Stock Direct	8/27/2018	M · Option Exercise	+27.40K	$32.75	$897.35K	15.5%	177.25K	204.65K
Common Stock Direct	8/27/2018	F · Tax Withholding	−21.97K	$48.65	$1.07M	10.7%	204.65K	182.68K
Common Stock Direct	8/27/2018	M · Option Exercise	+23K	$20.10	$462.30K	12.6%	182.68K	205.68K
Common Stock Direct	8/27/2018	F · Tax Withholding	−14.81K	$48.65	$720.70K	7.2%	205.68K	190.87K
Total			+20.66K		-$652.18K

Derivative Transactions3

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

27.40K shares

−27.40K

Strike price

32.75

Held after

0.00

Exercisable

—

8/27/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

23K shares

−23K

Strike price

20.1

Held after

32.80K

Exercisable

—

8/27/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

17.10K shares

−17.10K

Strike price

15.61

Held after

51.20K

Exercisable

—

8/27/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock27.40K shares	8/27/2018	M · Option Exercise	−27.40K	32.75	—	0.00
Stock Option Direct	Common Stock23K shares	8/27/2018	M · Option Exercise	−23K	20.1	—	32.80K
Stock Option Direct	Common Stock17.10K shares	8/27/2018	M · Option Exercise	−17.10K	15.61	—	51.20K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

38.40K

Shares owned

38.40K

Exercise price

29.2

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

26.06K

Shares owned

26.06K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2016

Direct

Underlying security

Common Stock

Underlying shares

14.25K

Shares owned

14.25K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

16.09K

Shares owned

16.09K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

14.62K

Shares owned

14.62K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

109.42K

Owned

109.42K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	29.2	—	—	38.40K	38.40K
Stock Option Direct	Common Stock	35.05	—	—	26.06K	26.06K
Restricted Stock Unit - 2016 Direct	Common Stock		—	—	14.25K	14.25K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	16.09K	16.09K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	14.62K	14.62K
Total					109.42K	109.42K