RYKHUS DANIEL A (President & CEO) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

RYKHUS DANIEL A

Filed: 5/14/2018ACC: 0000082166-18-000041

InsiderRYKHUS DANIEL ACIK 1284209

→

IssuerRAVEN INDUSTRIES INCCIK 82166

DirectorOfficer· President & CEO

Since Aug 2018

-63.11K

Net shares

Net seller

$2.55M

Total sold

Open market trades

0B · 0S

Total transactions

89K acquired · 152.11K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+27K

Price / share

$32.75

Trade value

$884.25K

% of position

18.7%

5/10/2018

144.32K→171.32K

Common Stock

Direct

F · Tax Withholding

−23.70K

Price / share

$40.40

Trade value

$957.28K

% of position

13.8%

5/10/2018

171.32K→147.63K

Common Stock

Direct

M · Option Exercise

+28K

Price / share

$20.10

Trade value

$562.80K

% of position

19.0%

5/10/2018

147.63K→175.63K

Common Stock

Direct

F · Tax Withholding

−18.91K

Price / share

$40.40

Trade value

$763.76K

% of position

10.8%

5/10/2018

175.63K→156.72K

Common Stock

Direct

M · Option Exercise

+34K

Price / share

$15.61

Trade value

$530.74K

% of position

21.7%

5/10/2018

156.72K→190.72K

Common Stock

Direct

F · Tax Withholding

−20.51K

Price / share

$40.40

Trade value

$828.73K

% of position

10.8%

5/10/2018

190.72K→170.21K

Total

Net shares

+25.89K

Net value

-$571.98K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/10/2018	M · Option Exercise	+27K	$32.75	$884.25K	18.7%	144.32K	171.32K
Common Stock Direct	5/10/2018	F · Tax Withholding	−23.70K	$40.40	$957.28K	13.8%	171.32K	147.63K
Common Stock Direct	5/10/2018	M · Option Exercise	+28K	$20.10	$562.80K	19.0%	147.63K	175.63K
Common Stock Direct	5/10/2018	F · Tax Withholding	−18.91K	$40.40	$763.76K	10.8%	175.63K	156.72K
Common Stock Direct	5/10/2018	M · Option Exercise	+34K	$15.61	$530.74K	21.7%	156.72K	190.72K
Common Stock Direct	5/10/2018	F · Tax Withholding	−20.51K	$40.40	$828.73K	10.8%	190.72K	170.21K
Total			+25.89K		-$571.98K

Derivative Transactions3

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

27K shares

−27K

Strike price

32.75

Held after

27.40K

Exercisable

—

5/10/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

28K shares

−28K

Strike price

20.1

Held after

55.80K

Exercisable

—

5/10/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

34K shares

−34K

Strike price

15.61

Held after

68.30K

Exercisable

—

5/10/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock27K shares	5/10/2018	M · Option Exercise	−27K	32.75	—	27.40K
Stock Option Direct	Common Stock28K shares	5/10/2018	M · Option Exercise	−28K	20.1	—	55.80K
Stock Option Direct	Common Stock34K shares	5/10/2018	M · Option Exercise	−34K	15.61	—	68.30K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

26.06K

Shares owned

26.06K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

16.09K

Shares owned

16.09K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

14.62K

Shares owned

14.62K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

38.40K

Shares owned

38.40K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2016

Direct

Underlying security

Common Stock

Underlying shares

14.25K

Shares owned

14.25K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

109.42K

Owned

109.42K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	35.05	—	—	26.06K	26.06K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	16.09K	16.09K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	14.62K	14.62K
Stock Option Direct	Common Stock	29.2	—	—	38.40K	38.40K
Restricted Stock Unit - 2016 Direct	Common Stock		—	—	14.25K	14.25K
Total					109.42K	109.42K