Filed: 7/9/2018ACC: 0001415889-18-001096
DirectorOfficer· EXECUTIVE VICE PRESIDENT
Since Jul 2018
+16.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
16.00 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Series D Preferred Stock (the "Series D")
Direct
Converts to
Common Stock
3.20M shares
Shares
+16.00
Strike price
Held after
27.00
Exercisable
—
7/5/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series D Preferred Stock (the "Series D") Direct | Common Stock3.20M shares | 7/5/2018 | A · Award | +16.00 | — | 27.00 |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned300K
Common Stock
IndirectShares owned2.85M
Common Stock
DirectShares owned1.95M
Common Stock
IndirectShares owned400K
Common Stock
IndirectShares owned2.95M
Total
1.95M direct·6.50M indirect8.45M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 300K | Indirect |
| Common Stock | 2.85M | Indirect |
| Common Stock | 1.95M | Direct |
| Common Stock | 400K | Indirect |
| Common Stock | 2.95M | Indirect |
| Total | 8.45M | 1.95M direct·6.50M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported