RYAN R. GILBERTSON 2012 IRREVOCABLE TRUST enters PANBELA THERAPEUTICS, INC. with 575.11K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/26/2019ACC: 0001437749-19-017482
→
10% Owner
Since Aug 2019
575.11K
Baseline shares
100% direct
575.11K
Direct ownership
1 position
218.46K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned575.11K
Total
575.11K direct575.11K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 575.11K | Direct |
| Total | 575.11K | 575.11K direct |
Derivative Holdings2
Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
47.02K
Shares owned
N/A
Exercise price
5.0000
Expiration
—
Exercise window
—
Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
171.43K
Shares owned
N/A
Exercise price
4.5000
Expiration
—
Exercise window
—
Total
Underlying
218.46K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Direct | Common Stock | 5.0000 | — | — | 47.02K | N/A |
| Warrants (right to buy) Direct | Common Stock | 4.5000 | — | — | 171.43K | N/A |
| Total | 218.46K | 0.00 | ||||